Sotheby’s (BID) Stock: Marcato Capital Agrees To Sell 2.05 Million Shares Back to Auctioneer

Page 3 of 9 – SEC Filing

CUSIP No. 835898107

Names of
reporting persons

RICHARD T. MCGUIRE III

2

Check the appropriate box if a member
of a group (see instructions)

a.  ☐        b.  ☒

SEC use only

Source of funds (see instructions)

AF

Check box if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)    ☐

Citizenship or place of
organization

UNITED STATES OF AMERICA

Number of

shares

beneficially

owned by

each

reporting

person

with

Sole voting power

0

Shared voting power

2,620,048

Sole dispositive power

0

10 

Shared dispositive power

2,620,048

11 

Aggregate amount beneficially owned by each reporting person

2,620,048

12 

Check box if the aggregate amount in
Row (11) excludes certain shares (see instructions)    ☐

13 

Percent of class represented by amount
in Row (11)

4.9%

14 

Type of reporting person (see
instructions)

IN

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