Sothebys (BID): Billionaire Daniel Loeb’s Third Point Bids On A Few Shares

Page 2 of 5 – SEC Filing

CUSIP No. 835898107
  1

NAME OF
REPORTING PERSONS

Third Point LLC

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ¨        (b)  x

  3

SEC USE ONLY

  4

SOURCE OF FUNDS

AF

  5

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

¨

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

6,662,074 (see Item 5)

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

6,662,074 (see Item 5)

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

6,662,074 (see Item 5)

12

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES

¨

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

12.1%

14

TYPE OF REPORTING PERSON

OO

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