Page 7 of 9 – SEC Filing
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable Item 4.
Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1: (a) Amount Beneficially owned:
See the response(s) to Item 9 on the attached cover page(s).
(b) Percent of Class:
See the response(s) to Item 11 on the attached cover page(s), which was determined by dividing the number of shares
beneficially held by the Reporting Person by 73,903,721, the number of shares of Common Stock issued and outstanding as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on July 29, 2016.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
See the response(s) to Item 5 on the attached cover page(s).
(ii) Shared power to vote or to direct the vote:
See the response(s) to Item 6 on the attached cover page(s).
(iii) Sole power to dispose or to direct the disposition of:
See the response(s) to Item 7 on the attached cover page(s).
(iv) Shared power to dispose or to direct the disposition of:
See the response(s) to Item 8 on the attached cover page(s).
Item 5.
Ownership of Five Percent or Less of a Class. Not Applicable. Item 6.
Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable. Item 8.
Identification and Classification of Members of the Group. Not Applicable. Item 9.
Notice of Dissolution of Group. Not Applicable. Item 10.
Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
Not Applicable | ||
Item 4. | Ownership. | |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1: | ||
(a) Amount Beneficially owned: | ||
See the response(s) to Item 9 on the attached cover page(s). | ||
(b) Percent of Class: | ||
See the response(s) to Item 11 on the attached cover page(s), which was determined by dividing the number of shares | ||
(c) Number of shares as to which the person has: | ||
(i) Sole power to vote or to direct the vote: | ||
See the response(s) to Item 5 on the attached cover page(s). | ||
(ii) Shared power to vote or to direct the vote: | ||
See the response(s) to Item 6 on the attached cover page(s). | ||
(iii) Sole power to dispose or to direct the disposition of: | ||
See the response(s) to Item 7 on the attached cover page(s). | ||
(iv) Shared power to dispose or to direct the disposition of: | ||
See the response(s) to Item 8 on the attached cover page(s). | ||
Item 5. | Ownership of Five Percent or Less of a Class. | |
Not Applicable. | ||
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. | |
Not Applicable. | ||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable. | ||
Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable. | ||
Item 9. | Notice of Dissolution of Group. | |
Not Applicable. | ||
Item 10. | Certifications. | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |