Page 8 of 15 SEC Filing CUSIP No. 819047 101 Schedule 13D Page 8 of 15 Pages
(1) Name of Reporting Persons: I.R.S. Identification No. of Above Persons (entities only): George S. Loening (2) Check the Appropriate Box if a Member of a Group (See Instructions): (a) ☐ (b) ☒ (3) SEC Use Only: (4) Source of Funds (See Instructions): AF (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e): ☐ (6) Citizenship or Place of Organization: United States of America NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON WITH: (7) Sole Voting Power 0 (8) Shared Voting Power 3,392,935 (9) Sole Dispositive Power 0 (10) Shared Dispositive Power 3,392,935 (11) Aggregate Amount Beneficially Owned by Each Reporting Person: 3,392,935 (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions): ☐ (13) Percent of Class Represented by Amount in Row (11): 8.9%* (14) Type of Reporting Person (See Instructions): IN
Note: All share numbers on these cover pages presented on an as-converted basis. * Beneficial ownership of the voting stock based on (i) 36,250,000 shares of Common Stock outstanding on an as-converted basis as of October 30, 2015, as reported in the Issuer’s Form 10-Q for the quarter ended September 30, 2015 plus (ii) 1,727,804 shares of Common Stock reported issued by the Issuer in its Form 8-K filed on January 20, 2016. Follow Shake Shack Inc. (NYSE:SHAK)
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CUSIP No. 819047 101 | Schedule 13D | Page 8 of 15 Pages |
(1) Name of Reporting Persons: I.R.S. Identification No. of Above Persons (entities only): George S. Loening | |
(2) Check the Appropriate Box if a Member of a Group (See Instructions): (a) ☐ (b) ☒ | |
(3) SEC Use Only: | |
(4) Source of Funds (See Instructions): AF | |
(5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): ☐ | |
(6) Citizenship or Place of Organization: United States of America | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | (7) Sole Voting Power 0 |
(8) Shared Voting Power 3,392,935 | |
(9) Sole Dispositive Power 0 | |
(10) Shared Dispositive Power 3,392,935 | |
(11) Aggregate Amount Beneficially Owned by Each Reporting Person: 3,392,935 | |
(12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): ☐ | |
(13) Percent of Class Represented by Amount in Row (11): 8.9%* | |
(14) Type of Reporting Person (See Instructions): IN |