Page 5 of 16 – SEC Filing SCHEDULE 13D
CUSIP No. 812578102 Page 5 of 16 Pages
1 NAMES OF REPORTING PERSONS
Felix J. Baker
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a)¨
(b)¨
3 SEC USE ONLY 4 SOURCE OF FUNDS (See Instructions)
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ¨ 6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 7 SOLE VOTING POWER
44,347,986 (1)
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
44,347,986 (1)
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
44,347,986 (1)
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) ¨ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.5% (1)(2)
14 TYPE OF REPORTING PERSON (See Instructions)
IN, HC
(1) Includes 109,260 shares of the Issuer’s common stock
underlying 109,260 options.
(2) Based
on 140,516,451 shares of common stock as of July 20, 2016 as reported in the Issuer’s 10-Q filed with the SEC on July
26, 2016.
Page 5 of 16
SCHEDULE 13D
| CUSIP No. 812578102 | Page 5 of 16 Pages |
| 1 | NAMES OF REPORTING PERSONS Felix J. Baker | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a)¨ (b)¨ | |||
| 3 | SEC USE ONLY | ||||
| 4 | SOURCE OF FUNDS (See Instructions) OO | ||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ¨ | |||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 44,347,986 (1) | |||
| 8 | SHARED VOTING POWER 0 | ||||
| 9 | SOLE DISPOSITIVE POWER 44,347,986 (1) | ||||
| 10 | SHARED DISPOSITIVE POWER 0 | ||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 44,347,986 (1) | ||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | ¨ | |||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.5% (1)(2) | ||||
| 14 | TYPE OF REPORTING PERSON (See Instructions) IN, HC | ||||
(1) Includes 109,260 shares of the Issuer’s common stock
underlying 109,260 options.
(2) Based
on 140,516,451 shares of common stock as of July 20, 2016 as reported in the Issuer’s 10-Q filed with the SEC on July
26, 2016.
| Page 5 of 16 |
Follow Seagen Inc. (NASDAQ:SGEN)
Follow Seagen Inc. (NASDAQ:SGEN)
Receive real-time insider trading and news alerts


