Page 5 of 8 – SEC Filing Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer. (a) Amount beneficially owned:
As of the close of business on October 27, 2016, the Reporting Persons may be deemed to have beneficially owned 3,332,300 shares of Common Stock, including 1,399,300 shares of Common Stock underlying currently exercisable options. (b) Percent of class:
The aggregate percentage of Common Stock reported owned by each person named herein is based upon 53,644,264 shares of Common Stock outstanding as of September 27, 2016 following the conclusion of the Company’s previously announced underwritten public offering, which included the exercise, in full, of the underwriters’ option, as disclosed in the Issuer’s Prospectus Supplement filed pursuant to Rule 424(b)(5) of the Securities Act of 1933, as amended, with the Securities and Exchange Commission (“SEC”) on September 23, 2016 and Current Report on Form 8-K filed with the SEC on September 30, 2016. As of the close of business on October 27, 2016, the Reporting Persons may be deemed to have beneficially owned approximately 6.2% of the shares of Common Stock outstanding. (c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Cover Pages Items 5-9. (ii) Shared power to vote or to direct the vote
See Cover Pages Items 5-9. (iii) Sole power to dispose or to direct the disposition of
See Cover Pages Items 5-9. (iv) Shared power to dispose or to direct the disposition of
See Cover Pages Items 5-9. Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable. Follow Sarepta Therapeutics Inc. (NASDAQ:SRPT)
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| Item 4. | Ownership. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer.
| (a) | Amount beneficially owned: |
As of the close of business on October 27, 2016, the Reporting Persons may be deemed to have beneficially owned 3,332,300 shares of Common Stock, including 1,399,300 shares of Common Stock underlying currently exercisable options.
| (b) | Percent of class: |
The aggregate percentage of Common Stock reported owned by each person named herein is based upon 53,644,264 shares of Common Stock outstanding as of September 27, 2016 following the conclusion of the Company’s previously announced underwritten public offering, which included the exercise, in full, of the underwriters’ option, as disclosed in the Issuer’s Prospectus Supplement filed pursuant to Rule 424(b)(5) of the Securities Act of 1933, as amended, with the Securities and Exchange Commission (“SEC”) on September 23, 2016 and Current Report on Form 8-K filed with the SEC on September 30, 2016. As of the close of business on October 27, 2016, the Reporting Persons may be deemed to have beneficially owned approximately 6.2% of the shares of Common Stock outstanding.
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
See Cover Pages Items 5-9.
| (ii) | Shared power to vote or to direct the vote |
See Cover Pages Items 5-9.
| (iii) | Sole power to dispose or to direct the disposition of |
See Cover Pages Items 5-9.
| (iv) | Shared power to dispose or to direct the disposition of |
See Cover Pages Items 5-9.
| Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable.
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