Page 3 of 8 – SEC Filing 1. Name of Reporting Person. I.R.S. Identification Nos. of above persons (entities only). James C. Roumell (“Roumell”) 2. Check the Appropriate Box if a Member of a Group (c) o (d) o 3. SEC Use Only 4. Citizenship or Place of Organization U.S.A. Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power 720,624* 6. Shared Voting Power 422,444** 7. Sole Dispositive Power 720,624* 8. Shared Dispositive Power 422,444** 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,143,068** 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares o Not Applicable 11. Percent of Class Represented by Amount in Row (9) Approximately 5.2% (based on the 21,919,136 shares of common stock outstanding as of April 29, 2016, as reported on the Issuer’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2016). 12. Type of Reporting Person IN
* Includes 705,624 shares held by the Fund. See Item 6 for more information.
** Roumell is the President of RAM and holds a controlling percentage of its outstanding voting securities and, as a result of his position with and ownership of securities of RAM, Roumell could be deemed the beneficial owner of the shares held by RAM.
1. | Name of Reporting Person. I.R.S. Identification Nos. of above persons (entities only). James C. Roumell (“Roumell”) | |||
2. | Check the Appropriate Box if a Member of a Group | (c) o (d) o | ||
3. | SEC Use Only | |||
4. | Citizenship or Place of Organization U.S.A. | |||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 720,624* | ||
6. | Shared Voting Power 422,444** | |||
7. | Sole Dispositive Power 720,624* | |||
8. | Shared Dispositive Power 422,444** | |||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,143,068** | |||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o Not Applicable | |||
11. | Percent of Class Represented by Amount in Row (9) Approximately 5.2% (based on the 21,919,136 shares of common stock outstanding as of April 29, 2016, as reported on the Issuer’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2016). | |||
12. | Type of Reporting Person IN |
* | Includes 705,624 shares held by the Fund. See Item 6 for more information. |
| ** | Roumell is the President of RAM and holds a controlling percentage of its outstanding voting securities and, as a result of his position with and ownership of securities of RAM, Roumell could be deemed the beneficial owner of the shares held by RAM. |