Pernix Therapeutics Holdings Inc. (PTX): Billionaire Steve Cohen’s Point72 Asset Management Ups Its Stake

Page 7 of 9 – SEC Filing

Item 4	Ownership:
	The percentages used herein are calculated based upon the Shares of common stock issued and outstanding as of April 1, 2016, as reported on the Issuer’s Definitive Proxy Statement on DEF 14A filed with the Securities and Exchange Commission on April 14, 2016.
	As of the close of business on April 28, 2016:
	1.  Point72 Asset Management, L.P.
	(a) Amount beneficially owned: 3,724,344
	(b) Percent of class: 5.8%
	(c)(i) Sole power to vote or direct the vote: -0-
	(ii) Shared power to vote or direct the vote: 3,724,344
	(iii) Sole power to dispose or direct the disposition: -0-
	(iv) Shared power to dispose or direct the disposition: 3,724,344
	2.  Point72 Capital Advisors, Inc.
	(a) Amount beneficially owned: 3,724,344
	(b) Percent of class: 5.8%
	(c)(i) Sole power to vote or direct the vote: -0-
	(ii) Shared power to vote or direct the vote: 3,724,344
	(iii) Sole power to dispose or direct the disposition: -0-
	(iv) Shared power to dispose or direct the disposition: 3,724,344
	3.  Cubist Systematic Strategies, LLC
	(a) Amount beneficially owned: 200
	(b) Percent of class: less than 0.1%
	(c)(i) Sole power to vote or direct the vote: -0-
	(ii) Shared power to vote or direct the vote: 200
	(iii) Sole power to dispose or direct the disposition: -0-
	(iv) Shared power to dispose or direct the disposition: 200
	4. Steven A. Cohen
	(a) Amount beneficially owned: 3,724,544
	(b) Percent of class: 5.8%
	(c)(i) Sole power to vote or direct the vote: -0-
	(ii) Shared power to vote or direct the vote: 3,724,544
	(iii) Sole power to dispose or direct the disposition: -0-
	(iv) Shared power to dispose or direct the disposition: 3,724,544
	Point72 Asset Management, Point72 Capital Advisors Inc., Cubist Systematic Strategies and Mr. Cohen own directly no Shares.  Pursuant to an investment management agreement, Point72 Asset Management maintains investment and voting power with respect to the securities held by certain investment funds it manages.  Point72 Capital Advisors Inc. is the general partner of Point72 Asset Management.  Pursuant to an investment management agreement, Cubist Systematic Strategies maintains investment and voting power with respect to the securities held by certain investment funds it manages.  Mr. Cohen controls each of Point72 Capital Advisors Inc. and Cubist Systematic Strategies. By reason of the provisions of Rule 13d-3 of the Securities Exchange Act of 1934, as amended, each of (i) Point72 Asset Management, Point72 Capital Advisors Inc. and Mr. Cohen may be deemed to beneficially own 3,724,344 Shares (constituting approximately 5.8% of the Shares outstanding); and (ii) Cubist Systematic Strategies and Mr. Cohen may be deemed to beneficially own 200 Shares (constituting less than 0.1% of the Shares outstanding).  Each of Point72 Asset Management, Point72 Capital Advisors Inc., Cubist Systematic Strategies and Mr. Cohen disclaims beneficial ownership of any of the securities covered by this statement.