Page 5 of 9 – SEC Filing Item 3. If This Statement Is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a:
Not Applicable. Item 4. Ownership.
(a) Amount Beneficially Owned: 3,000,000* (b) Percent of Class: 5.2%* (c) Number of Shares as to which the person has: (i) sole power to vote or to direct the vote: 3,000,000* (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of: 3,000,000* (iv) shared power to dispose or to direct the disposition of 0
* This Schedule 13G is being jointly filed by (i) PWAM, a Delaware limited liability company and the investment manager to (a) PWIMF, a Cayman Islands exempted company that is the holder of 2,648,965 shares of Common Stock of the Company, as reported on this Schedule 13G, and (b) PWPI, a Cayman Islands exempted company that is the holder of 351,035 shares of Common Stock of the Company, as reported on this Schedule 13G; and (ii) Mr. Park, as the sole member and manager of PWAM. The 3,000,000 shares of Common Stock of the Company held in the aggregate by the PW Funds, which constitute approximately 5.2% of the shares of Common Stock of the Company deemed to be issued and outstanding as of December 27, 2016, may be deemed to be beneficially owned (x) indirectly by PWAM, as the investment adviser to PWIMF and PWPI, and (y) indirectly by Mr. Park, as the sole member and manager of PWAM. The foregoing beneficial ownership percentage is based upon 58,245,920 shares of Common Stock of the Company, issued and outstanding as of September 30, 2016, based on information reported by the Company in its Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2016. Item 5. Ownership of Five Percent or Less of a Class.
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Item 3. | If This Statement Is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a: |
Item 4. | Ownership. |
(a) Amount Beneficially Owned: | 3,000,000* |
(b) Percent of Class: | 5.2%* |
(c) Number of Shares as to which the person has: | |
(i) sole power to vote or to direct the vote: | 3,000,000* |
(ii) shared power to vote or to direct the vote | 0 |
(iii) sole power to dispose or to direct the disposition of: | 3,000,000* |
(iv) shared power to dispose or to direct the disposition of | 0 |
Item 5. | Ownership of Five Percent or Less of a Class. |