Par Pacific Holdings Inc. (PARR): Whitebox Advisors Lowers Stake

Page 6 of 9 – SEC Filing

(b)            See Items 7 through 10 of the cover pages to this Amendment No. 9 for the number of shares of Common Stock beneficially owned by each of the Reporting Persons as of September 13, 2016 as to which there is sole or shared power to vote or direct the vote, and sole or shared power to dispose or direct the disposition.

(c)            The transactions in the Common Stock by the Reporting Persons in the past 60 days are set forth in Exhibit 99.34.  All transactions were conducted in the open market.

(d)            No person other than the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of shares of Common Stock owned by the Reporting Persons.

(e)            Not applicable.

Item 6.

Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer

Item 6 of the Schedule 13D is amended and supplemented as follows:

RIGHTS OFFERING

See Item 4 above for a description of the Rights Offering.Item 7.

Material to Be Filed as Exhibits

Item 7 of the Schedule 13D is amended and supplemented as follows.

Exhibit No.		Description
99.33		Issuer’s prospectus for Transferable Subscription Rights and Shares of Common Stock Issuable Upon Exercise of Transferable Subscription Rights incorporated herein by reference to the prospectus filed by the Issuer on August 26, 2016.
99.34		Schedule of Transactions in the Common Stock by the Reporting Persons
99.35		Amended and Restated Joint Filing Agreement, dated September 13, 2016, among the Reporting Persons.