Page 3 of 5 – SEC Filing Item 3 If this statement is filed pursuant to Rules 13d-1(b),
or 13d-2(b), or (c) check whether the person filing is a:
(a) ( ) Broker or Dealer registered under Section 15 of the Act
(b) ( ) Bank as defined in Section 3(a) (6) of the Act
(c) ( ) Insurance Company as defined in Section 3(a) (19) of
the Act
(d) ( ) Investment Company registered under Section 8 of the
Investment Company Act
(e) (X) Investment Adviser in accordance with Section
240.13d-1(b) (1) (ii) (E)
(f) ( ) Employee Benefit Plan, Pension Fund which is subject
to the provision of the Employee Retirement Income Security
Act of 1974 or Endowment Fund in accordance with Section
240.13d-1(b) (ii) (F)
(g) ( ) Parent Holding Company or control person, in accordance
with Section 240.13(b) (ii) (G)
(h) ( ) A savings association as defined by Section 3(b) of the
Federal Deposit Insurance Act
(i)( ) A church plan that is excluded from the definition of an
investment company under Section 3(c) (4) of the Investment Company
Act of 1940.
(j)( ) Group, in accordance with Section 240.13d-1(b) (1) (ii) (J).
If this statement is filed pursuant to Section 240.13d-1(c), check
this box. ( )
Item 4 Ownership:
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
(a) Amount Beneficially Owned: 3,089,079
(b) Percent of Class: 11.3%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: 3,089,079
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 3,089,079
Jennison Associates LLC (“Jennison”) furnishes
investment advice to several investment companies,
insurance separate accounts, and institutional clients (“Managed
Portfolios”). As a result of its role as investment adviser of
the Managed Portfolios, Jennison may be deemed to be the
beneficial owner of the shares of the Issuer’s Common Stock
held by such Managed Portfolios. Prudential Financial, Inc.
(“Prudential”) indirectly owns 100% of equity interests of
Jennison. As a result, Prudential may be deemed to have the
power to exercise or to direct the exercise of such voting
and/or dispositive power that Jennison may have with respect to
the Issuer’s Common Stock held by the Managed Portfolios.
Jennison does not file jointly with Prudential, as such, shares
of the Issuer’s Common Stock reported on Jennison’s 13G may be
included in the shares reported on the 13G filed by Prudential.
These shares were acquired in the ordinary course of business,
and not with the purpose or effect of changing or influencing
control of the Issuer. The filing of this statement should not
be construed as an admission that Jennison is, for the purposes
of Sections 13 or 16 of the Securities Exchange Act of 1934,
the beneficial owner of these shares.
Follow Tempest Therapeutics Inc. (NASDAQ:TPST)
Follow Tempest Therapeutics Inc. (NASDAQ:TPST)
We may use your email to send marketing emails about our services. Click here to read our privacy policy.
Item 3 If this statement is filed pursuant to Rules 13d-1(b),
or 13d-2(b), or (c) check whether the person filing is a:
(a) ( ) Broker or Dealer registered under Section 15 of the Act
(b) ( ) Bank as defined in Section 3(a) (6) of the Act
(c) ( ) Insurance Company as defined in Section 3(a) (19) of
the Act
(d) ( ) Investment Company registered under Section 8 of the
Investment Company Act
(e) (X) Investment Adviser in accordance with Section
240.13d-1(b) (1) (ii) (E)
(f) ( ) Employee Benefit Plan, Pension Fund which is subject
to the provision of the Employee Retirement Income Security
Act of 1974 or Endowment Fund in accordance with Section
240.13d-1(b) (ii) (F)
(g) ( ) Parent Holding Company or control person, in accordance
with Section 240.13(b) (ii) (G)
(h) ( ) A savings association as defined by Section 3(b) of the
Federal Deposit Insurance Act
(i)( ) A church plan that is excluded from the definition of an
investment company under Section 3(c) (4) of the Investment Company
Act of 1940.
(j)( ) Group, in accordance with Section 240.13d-1(b) (1) (ii) (J).
If this statement is filed pursuant to Section 240.13d-1(c), check
this box. ( )
Item 4 Ownership:
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
(a) Amount Beneficially Owned: 3,089,079
(b) Percent of Class: 11.3%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: 3,089,079
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 3,089,079
Jennison Associates LLC (“Jennison”) furnishes
investment advice to several investment companies,
insurance separate accounts, and institutional clients (“Managed
Portfolios”). As a result of its role as investment adviser of
the Managed Portfolios, Jennison may be deemed to be the
beneficial owner of the shares of the Issuer’s Common Stock
held by such Managed Portfolios. Prudential Financial, Inc.
(“Prudential”) indirectly owns 100% of equity interests of
Jennison. As a result, Prudential may be deemed to have the
power to exercise or to direct the exercise of such voting
and/or dispositive power that Jennison may have with respect to
the Issuer’s Common Stock held by the Managed Portfolios.
Jennison does not file jointly with Prudential, as such, shares
of the Issuer’s Common Stock reported on Jennison’s 13G may be
included in the shares reported on the 13G filed by Prudential.
These shares were acquired in the ordinary course of business,
and not with the purpose or effect of changing or influencing
control of the Issuer. The filing of this statement should not
be construed as an admission that Jennison is, for the purposes
of Sections 13 or 16 of the Securities Exchange Act of 1934,
the beneficial owner of these shares.
