Omega Protein Corporation (OME) Is A Good Buy At $17 Says Hedge Fund Manager

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Page 11 of 13 – SEC Filing

 

CUSIP No. 68210P107

13D/A Page 11 of 13

Item 5. Interest in Securities of the Issuer.

 

Item
5 of the Schedule 13D is hereby amended and restated as follows:

(a), (b) and (c) As of March 28, 2016, the Wynnefield Reporting Persons beneficially owned in the
aggregate 1,713,051 shares of Common Stock, constituting approximately 7.7% of the outstanding shares of Common Stock. The
percentage of shares of Common Stock reported as being beneficially owned by the Wynnefield Reporting Persons is based upon
22,204,451 shares outstanding as of February 29, 2016, as set forth in the Issuer’s Annual Report on Form 10-K for
the fiscal year ended December 31, 2015, filed with the Commission on March 9, 2016.

The following table
sets forth certain information with respect to shares of Common Stock directly beneficially owned by the Wynnefield Reporting Persons
listed below:

Name Number of Common Stock Percentage of Outstanding
Common Stock
Wynnenfield Partners I 897,852 4.0 %
Wynnefield Partners 549,820 2.5 %
Wynnefield Offshore 180,379 0.8 %
Plan 85,000 0.4 %

WCM is the sole general
partner of Wynnefield Partners and Wynnefield Partners I and, accordingly, may be deemed to be the indirect beneficial owner (as
that term is defined under Rule 13d-3 under the Exchange Act) of the Common Stock that Wynnefield Partners and Wynnefield Partners
I beneficially own. WCM, as the sole general partner of Wynnefield Partners and Wynnefield Partners I, has the sole power to direct
the voting and disposition of the Common Stock that Wynnefield Partners and Wynnefield Partners I beneficially own. Messrs. Obus
and Landes are the co-managing members of WCM and, accordingly, each of Messrs. Obus and Landes may be deemed to be the indirect
beneficial owner (as that term is defined under Rule 13d-3 under the Exchange Act) of the Common Stock that WCM may be deemed to
beneficially own. Each of Messrs. Obus and Landes, as co-managing members of WCM, share the power to direct the voting and disposition
of the shares of Common Stock that WCM may be deemed to beneficially own.

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