Page 9 of 11 – SEC Filing CUSIP No. 65373J209 13G/A Page
9 of 11 Pages
Item 1.
(a) Name of Issuer: Nicholas
Financial, Inc. (b) Address
of Issuer’s Principal Executive Offices: 2454 McMullen
Booth Road, Building C Clearwater,
Florida 33759
Item
2.
This
Schedule 13G/A (the “Schedule”) is being filed with respect to shares of Common Stock (no par value) of Nicholas Financial,
Inc. (the
“Issuer”) which are or were beneficially owned by the following reporting persons:
(i) SC Fundamental
Value Fund, L.P. (ii) SC Fundamental
LLC (iii) SC Fund Management Profit Sharing Plan
(iv) Peter M. Collery
(v) Neil H. Koffler (vi) John T. Bird
and (a) Name
of Person Filing: (vii) David
A. Hurwitz (together, the “Reporting Persons”). This Form is being filed by SC Fundamental Value Fund, LP (the “Fund”)
on behalf of itself and SC Fundamental, LLC (the “General Partner”), SC Fund Management Profit Sharing Plan (the “Plan”)
and Peter M. Collery (“Collery”), Neil H. Koffler (“Koffler”), John T. Bird (“Bird”) and David
A. Hurwitz (“Hurwitz”). Collery is the President and a member of the General Partner and the Trustee of the Plan and
Koffler, Bird and Hurwitz are Vice Presidents and members of the General Partner.
(b) Address
of Principal Business Office or, if none, Residence: The
principal business office of each of SC Fundamental Value Fund, L.P., SC Fundamental LLC, SC Fund Management Profit Sharing Plan,
Peter M. Collery, Neil H. Koffler, John T. Bird and David A. Hurwitz is: 747 Third Avenue,
27th Floor New York, New
York 10017
(c),
(d) and (e): For
information with respect to citizenship or place of organization of each of the Reporting Persons, title of class of securities
and CUSIP number for the shares held by such persons, see the appropriate cover page above.
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| CUSIP No. 65373J209 | 13G/A | Page 9 of 11 Pages |
Item 1.
| (a) | Name of Issuer: | Nicholas Financial, Inc. | ||
| (b) | Address of Issuer’s Principal Executive Offices: | 2454 McMullen Booth Road, Building C | ||
| Clearwater, Florida 33759 | ||||
Item
2.
| This Schedule 13G/A (the “Schedule”) is being filed with respect to shares of Common Stock (no par value) of Nicholas Financial, Inc. (the “Issuer”) which are or were beneficially owned by the following reporting persons: |
| (i) | SC Fundamental Value Fund, L.P. | |||
| (ii) | SC Fundamental LLC | |||
| (iii) | SC Fund Management Profit Sharing Plan | |||
| (iv) | Peter M. Collery | |||
| (v) | Neil H. Koffler | |||
| (vi) | John T. Bird and | |||
| (a) | Name of Person Filing: | (vii) | David A. Hurwitz (together, the “Reporting Persons”). This Form is being filed by SC Fundamental Value Fund, LP (the “Fund”) on behalf of itself and SC Fundamental, LLC (the “General Partner”), SC Fund Management Profit Sharing Plan (the “Plan”) and Peter M. Collery (“Collery”), Neil H. Koffler (“Koffler”), John T. Bird (“Bird”) and David A. Hurwitz (“Hurwitz”). Collery is the President and a member of the General Partner and the Trustee of the Plan and Koffler, Bird and Hurwitz are Vice Presidents and members of the General Partner. | |
| (b) | Address of Principal Business Office or, if none, Residence: | The principal business office of each of SC Fundamental Value Fund, L.P., SC Fundamental LLC, SC Fund Management Profit Sharing Plan, Peter M. Collery, Neil H. Koffler, John T. Bird and David A. Hurwitz is: | |
| 747 Third Avenue, 27th Floor | |||
| New York, New York 10017 |
| (c), (d) and (e): | For information with respect to citizenship or place of organization of each of the Reporting Persons, title of class of securities and CUSIP number for the shares held by such persons, see the appropriate cover page above. |
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