Nutanix Inc. (NTNX) Stock: Billionaire Daniel Och’s OZ Management Reports 5.85% Stake

Page 8 of 11 – SEC Filing

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Schedule 13 G		PAGE 8 of 12
CUSIP No. 67059N108

 

ITEM 4.		OWNERSHIP.
		OZ and OZ Management II LP (OZII) each serves as the principal investment manager to the Accounts, including OZMD. OZII is a wholly-owned subsidiary of OZ and, as such, OZ may be deemed to be the beneficial owner of Class A common stock par value $0.000025 par value per share (shares) held in the Accounts managed by OZII. OZ is the sole member of Och-Ziff Holding II LLC (OZHII), the general partner of OZII. As a result, OZ has voting and dispositive authority over the shares reported in this Schedule 13G. OZHC serves as the sole general partner of OZ. As such, OZHC may be deemed to control OZ and, therefore, may be deemed to be the beneficial owner of the shares reported in this Schedule 13G. OZM is the sole shareholder of OZHC, and, for purposes of this Schedule 13G, may be deemed to be the beneficial owner of the shares reported in this Schedule 13G. Mr. Daniel S. Och is the Chief Executive Officer and an Executive Managing Director of OZM. As such, for purposes of this Schedule 13G, he may be deemed to control such entity and, therefore, be deemed to be the beneficial owner of the shares reported in this Schedule 13G.
		The percentages used in this Item 4 are calculated based on 17,100,500 shares of Class A common stock par value $0.000025 as reported in the Issuers Form 424B4 on September 30, 2016. Beneficial ownership information is presented as of October 6, 2016.

A.

OZ

(a)

Amount beneficially owned:

1,000,000

(b)

Percent of class:

5.85%

(c)

Number of shares as to which such person has:

(i)

sole power to vote or to direct the vote

0

(ii)

shared power to vote or to direct the vote

1,000,000

(iii)

sole power to dispose or to direct the disposition of

0

(iv)

shared power to dispose or to direct the disposition of

1,000,000

B.

OZHC

(a)

Amount beneficially owned:

1,000,000

(b)

Percent of class:

5.85%

(c)

Number of shares as to which such person has:

(i)

sole power to vote or to direct the vote

0

(ii)

shared power to vote or to direct the vote

1,000,000

(iii)

sole power to dispose or to direct the disposition of

0

(iv)

shared power to dispose or to direct the disposition of

1,000,000