Page 3 of 9 – SEC Filing CUSIP No. 65342H102 (1) Names of Reporting Persons Peter S. Park (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) o
(3) SEC Use Only (4) Citizenship or Place of Organization United States of America
Number of Shares Beneficially Owned by Each Reporting Person With: (5) Sole Voting Power 5,096,280* (6) Shared Voting Power 0 (7) Sole Dispositive Power 5,096,280* (8) Shared Dispositive Power 0
(9) Aggregate Amount Beneficially Owned by Each Reporting Person 5,096,280* (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): o (11) Percent of Class Represented by Amount in Row (9) 5.7%* (12) Type of Reporting Person (See Instructions) IN
* Beneficial ownership percentage is based upon 89,222,418 shares of Common Stock, of the Company, issued and outstanding as of June 22, 2016, based on information reported by the Company in its Registration Statement on Form S-3 filed with the Securities and Exchange Commission on June 23, 2016. PWAM is the investment manager to the PW Funds, and Mr. Park is the sole member and manager of PWAM. As of June 22, 2016, PWIMF held 3,746,312 shares of Common Stock of the Company and warrants to purchase up to 728,138 shares of Common Stock of the Company and PWPI held 520,599 shares of Common Stock of the Company and warrants to purchase up to 101,231 shares of Common Stock of the Company. As a result of the foregoing, for purposes of Reg. Section 240.13d-3, the Reporting Persons may be deemed to beneficially own the 4,266,911 shares of Common Stock of the Company and the 829,369 shares of Common Stock of the Company underlying the warrants held in the aggregate by the PW Funds, or 5.7% of the shares of Common Stock of the Company deemed to be issued and outstanding as of June 22, 2016. Follow Nexeo Solutions Inc. (NASDAQ:NXEO)
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| CUSIP No. 65342H102 | ||
| (1) | Names of Reporting Persons Peter S. Park | |
| (2) | Check the Appropriate Box if a Member of a Group (See Instructions) | (a) o (b) o |
| (3) | SEC Use Only | |||
| (4) | Citizenship or Place of Organization United States of America | |||
| Number of Shares Beneficially Owned by Each Reporting Person With: | (5) Sole Voting Power | 5,096,280* |
| (6) Shared Voting Power | 0 | |
| (7) Sole Dispositive Power | 5,096,280* | |
| (8) Shared Dispositive Power | 0 |
| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person 5,096,280* | |||
| (10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): o | |||
| (11) | Percent of Class Represented by Amount in Row (9) 5.7%* | |||
| (12) | Type of Reporting Person (See Instructions) IN | |||
* Beneficial ownership percentage is based upon 89,222,418 shares of Common Stock, of the Company, issued and outstanding as of June 22, 2016, based on information reported by the Company in its Registration Statement on Form S-3 filed with the Securities and Exchange Commission on June 23, 2016. PWAM is the investment manager to the PW Funds, and Mr. Park is the sole member and manager of PWAM. As of June 22, 2016, PWIMF held 3,746,312 shares of Common Stock of the Company and warrants to purchase up to 728,138 shares of Common Stock of the Company and PWPI held 520,599 shares of Common Stock of the Company and warrants to purchase up to 101,231 shares of Common Stock of the Company. As a result of the foregoing, for purposes of Reg. Section 240.13d-3, the Reporting Persons may be deemed to beneficially own the 4,266,911 shares of Common Stock of the Company and the 829,369 shares of Common Stock of the Company underlying the warrants held in the aggregate by the PW Funds, or 5.7% of the shares of Common Stock of the Company deemed to be issued and outstanding as of June 22, 2016.
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