Page 3 of 22 – SEC Filing
Schedule 13D
CUSIP No. 65342H102
(1) Name of
Reporting Persons:
FPA Crescent Fund, a series of FPA Funds Trust
(2) Check the Appropriate Box if a Member
of a Group (See Instructions):
(a) ¨ (b) ¨
(3) SEC Use Only:
(4) Source of Funds (See
Instructions):
WC
(5) Check if Disclosure of Legal
Proceedings is Required Pursuant to Items 2(d) or 2(e):
¨
(6) Citizenship or Place of
Organization:
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
(7) Sole Voting Power
0
(8) Shared Voting Power
21,605,125
(9) Sole Dispositive Power
0
(10) Shared Dispositive Power
21,605,125
(11) Aggregate Amount Beneficially Owned by Each Reporting Person:
21,605,125
(12) Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions):
¨
(13) Percent of Class Represented by Amount
in Row (11):
24.2% (1)
(14) Type of Reporting Person (See
Instructions):
IV
(1) Based on 89,222,418 shares of the Issuers common stock outstanding as of June 10, 2016, according to information provided by the Issuer. See Items 4 and 5 for disclosure regarding securities of the Issuer held
directly by WLRS Fund I LLC.
Schedule 13D
| CUSIP No. 65342H102 |
| (1) | Name of FPA Crescent Fund, a series of FPA Funds Trust | |||||
| (2) | Check the Appropriate Box if a Member (a) ¨ (b) ¨ | |||||
| (3) | SEC Use Only: | |||||
| (4) | Source of Funds (See WC | |||||
| (5) | Check if Disclosure of Legal ¨ | |||||
| (6) | Citizenship or Place of Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | (7) | Sole Voting Power 0 | ||||
| (8) | Shared Voting Power 21,605,125 | |||||
| (9) | Sole Dispositive Power 0 | |||||
| (10) | Shared Dispositive Power 21,605,125 | |||||
| (11) | Aggregate Amount Beneficially Owned by Each Reporting Person: 21,605,125 | |||||
| (12) | Check if the Aggregate Amount in Row ¨ | |||||
| (13) | Percent of Class Represented by Amount 24.2% (1) | |||||
| (14) | Type of Reporting Person (See IV | |||||
| (1) | Based on 89,222,418 shares of the Issuers common stock outstanding as of June 10, 2016, according to information provided by the Issuer. See Items 4 and 5 for disclosure regarding securities of the Issuer held directly by WLRS Fund I LLC. |
Follow Nexeo Solutions Inc. (NASDAQ:NXEO)
Follow Nexeo Solutions Inc. (NASDAQ:NXEO)
Receive real-time insider trading and news alerts