Page 6 of 11 – SEC Filing CUSIP # 63009R109 Page 6 of 11
1.
NAME OF REPORTING PERSONS James Tananbaum (“Tananbaum”)
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 5.
SOLE VOTING POWER
1,162,357 shares, of which 727,857 shares are directly owned by Foresite Capital Fund II, L.P. (“FCF
II”), and 434,500 shares are directly owned by Foresite Capital Fund III, L.P. (“FCF III”). Tananbaum is the
managing member of each of Foresite Capital Management II, LLC (“FCM II”), which is the general partner of FCF II,
and Foresite Capital Management III, LLC (“FCM III”), which is the general partner of FCF III. Tananbaum may be deemed
to have sole power to vote these shares.
6.
SHARED VOTING POWER
See response to row 5.
7.
SOLE DISPOSITIVE POWER
1,162,357 shares, of which 727,857 shares are directly owned by FCF II, and 434,500 shares are directly
owned by FCF III. Tananbaum is the managing member of each FCM II, which is the general partner of FCF II, and FCM III, which is
the general partner of FCF III. Tananbaum may be deemed to have sole power to dispose of these shares.
8.
SHARED DISPOSITIVE POWER
See response to row 7.
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,162,357
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
o
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9)
5.9%
12.
TYPE OF REPORTING PERSON
IN
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| CUSIP # 63009R109 | Page 6 of 11 |
| 1. | NAME OF REPORTING PERSONS James Tananbaum (“Tananbaum”) | ||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x | ||
| 3. | SEC USE ONLY | ||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 1,162,357 shares, of which 727,857 shares are directly owned by Foresite Capital Fund II, L.P. (“FCF | |
| 6. | SHARED VOTING POWER See response to row 5. | ||
| 7. | SOLE DISPOSITIVE POWER 1,162,357 shares, of which 727,857 shares are directly owned by FCF II, and 434,500 shares are directly | ||
| 8. | SHARED DISPOSITIVE POWER See response to row 7. | ||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 1,162,357 |
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES | o |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW | 5.9% |
| 12. | TYPE OF REPORTING PERSON | IN |
