Page 4 of 6 – SEC Filing
CUSIP No. 49877M108 13G Page 4 of 6 Pages
(e) [_] An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings associations as defined in Section
3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the
definition of an investment company under section 3(c)(14) of the
Investment Company Act of 1940; (j) [X] A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J); (k) [_] Group, in accordance with Rule
240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in
accordance with Rule 240.13d -1(b)(1)(ii)(J), please specify the type of
institution:
The Reporting Person is an investment
fund manager registered with the Ontario Securities Commission and a
broker-dealer registered with the Investment Industry Regulatory Organization of
Canada.
Item 4. Ownership
The percentages used herein are
calculated based upon 8,185,320 Shares reported to be outstanding as of March
21, 2016 as reported in the Company’s Form 8-K filed by the Company with the
Securities and Exchange Commission on March 23, 2016.
The information required by Items 4(a)
– (c) is set forth in Rows 5 – 11 of the cover page for the Reporting Person and
is incorporated herein by reference.
Item 5. Ownership of Five Percent or Less of a
Class. Not applicable. Item 6. Ownership of more than Five Percent on
Behalf of Another Person. See Item 2. PMSMF has the right to receive or the power
to direct the receipt of dividends or the proceeds from the sale of more
than 5% of the Shares.
Item 7.
Identification and classification of the subsidiary
which acquired the security being reported on by the parent holding
company or control person.
Not Applicable. Item 8. Identification and classification of members
of the group. Not Applicable. Item 9. Notice of Dissolution of Group.
Page 4 of 6
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| CUSIP No. 49877M108 | 13G | Page 4 of 6 Pages |
| (e) | [_] | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | |
| (f) | [_] | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | |
| (g) | [_] | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | |
| (h) | [_] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
| (i) | [_] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; | |
| (j) | [X] | A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); | |
| (k) | [_] | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in
accordance with Rule 240.13d -1(b)(1)(ii)(J), please specify the type of
institution:
The Reporting Person is an investment
fund manager registered with the Ontario Securities Commission and a
broker-dealer registered with the Investment Industry Regulatory Organization of
Canada.
| Item 4. | Ownership |
The percentages used herein are
calculated based upon 8,185,320 Shares reported to be outstanding as of March
21, 2016 as reported in the Company’s Form 8-K filed by the Company with the
Securities and Exchange Commission on March 23, 2016.
The information required by Items 4(a)
– (c) is set forth in Rows 5 – 11 of the cover page for the Reporting Person and
is incorporated herein by reference.
| Item 5. | Ownership of Five Percent or Less of a Class. |
| Not applicable. | |
| Item 6. | Ownership of more than Five Percent on Behalf of Another Person. |
| See Item 2. PMSMF has the right to receive or the power | |
| Item 7. | Identification and classification of the subsidiary |
| Not Applicable. | |
| Item 8. | Identification and classification of members of the group. |
| Not Applicable. | |
| Item 9. | Notice of Dissolution of Group. |
Page 4 of 6
