Jim Roumell Threatens Covisint Corp (COVS) With A Proxy Fight Unless The Company Is Sold

Page 3 of 6 – SEC Filing
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Name of Reporting Person/
I.R.S. Identification No. of Above Person (Entities Only)
James C. Roumell (“Roumell”)
2
Check the Appropriate Box if a Member of a Group
(a)  ¨
(b)  ¨
3
   SEC Use Only
SEC USE ONLYSEC Use Only
4
Source of Funds (See Instructions)                                                                             PF
5
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ¨
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Citizenship or Place of Organization                                                                             United States
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7
Sole Voting Power                                                                1,210,405*
8
Shared Voting Power                                                              806,507**
9
Sole Dispositive Power                                                         1,210,405*
10
Shared Dispositive Power                                                       806,507**
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Aggregate Amount Beneficially Owned by Each Reporting Person
2,016,912
12
Check if the Aggregate Amount in Row (11) Excludes Certain Shares ¨
(See Instructions)                                                                                     Not Applicable
13
Percent of Class Represented by Amount in Row (11)                                                                                     4.98%
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Type of Reporting Person       IN
*      Includes 1,166,925 shares of common stock held by the Fund.
**    Roumell is President of RAM and holds a controlling percentage of its outstanding voting securities and, as a result of his position with and ownership of securities of RAM, Roumell could be deemed the beneficial of the shares beneficially owned by RAM.
*** The denominator is based on the 40,512,356 shares of common stock outstanding as of June 2, 2016, as stated on the facing page of the Form 10-K.
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