Page 3 of 6 – SEC Filing 1 Name of Reporting Person/ I.R.S. Identification No. of Above Person (Entities Only) James C. Roumell (“Roumell”) 2 Check the Appropriate Box if a Member of a Group (a) ¨ (b) ¨ 3 SEC Use Only SEC USE ONLYSEC Use Only 4 Source of Funds (See Instructions) PF 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ¨ 6 Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With 7 Sole Voting Power 1,210,405* 8 Shared Voting Power 806,507** 9 Sole Dispositive Power 1,210,405* 10 Shared Dispositive Power 806,507** 11 Aggregate Amount Beneficially Owned by Each Reporting Person 2,016,912 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ (See Instructions) Not Applicable 13 Percent of Class Represented by Amount in Row (11) 4.98% 14 Type of Reporting Person IN
* Includes 1,166,925 shares of common stock held by the Fund. ** Roumell is President of RAM and holds a controlling percentage of its outstanding voting securities and, as a result of his position with and ownership of securities of RAM, Roumell could be deemed the beneficial of the shares beneficially owned by RAM. *** The denominator is based on the 40,512,356 shares of common stock outstanding as of June 2, 2016, as stated on the facing page of the Form 10-K. 3 Follow Covisint Corp (NASDAQ:COVS)
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1 | Name of Reporting Person/ I.R.S. Identification No. of Above Person (Entities Only) James C. Roumell (“Roumell”) | ||
2 | Check the Appropriate Box if a Member of a Group (a) ¨ (b) ¨ | ||
3 | SEC Use Only SEC USE ONLYSEC Use Only | ||
4 | Source of Funds (See Instructions) PF | ||
5 | Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ¨ | ||
6 | Citizenship or Place of Organization United States | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power 1,210,405* | |
8 | Shared Voting Power 806,507** | ||
9 | Sole Dispositive Power 1,210,405* | ||
10 | Shared Dispositive Power 806,507** | ||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 2,016,912 | ||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ (See Instructions) Not Applicable | ||
13 | Percent of Class Represented by Amount in Row (11) 4.98% | ||
14 | Type of Reporting Person IN |