Page 2 of 8 SEC Filing
SCHEDULE 13D/A
CUSIP No. 47012E106 PAGE 2 OF 8 PAGES
1 NAME OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Dr. Patrick Soon-Shiong
2 CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a) ¨ (b) x
3 SEC USE ONLY
4 SOURCE OF FUNDS*
OO, PF, AF (See Item 3)
5 CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e) ¨
6 CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
239,622 (See Item 5)
8 SHARED VOTING POWER
4,461,054 shares (See Item 5)
9 SOLE DISPOSITIVE POWER
239,622 (See Item 5)
10 SHARED DISPOSITIVE POWER
4,461,054 shares (See Item 5)
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,700,676 shares (See Item 5)
12 CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES* ¨
Not applicable
13 PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
19.7% (See Item 5)
14. TYPE OF REPORTING PERSON*
IN
* See Instructions
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SCHEDULE 13D/A
| CUSIP No. 47012E106 | PAGE 2 OF 8 PAGES |
| 1 | NAME OF I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Dr. Patrick Soon-Shiong | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ¨ (b) x | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS* OO, PF, AF (See Item 3) | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL | |||||
| 6 | CITIZENSHIP OR PLACE OF United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 239,622 (See Item 5) | ||||
| 8 | SHARED VOTING POWER 4,461,054 shares (See Item 5) | |||||
| 9 | SOLE DISPOSITIVE POWER 239,622 (See Item 5) | |||||
| 10 | SHARED DISPOSITIVE POWER 4,461,054 shares (See Item 5) | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,700,676 shares (See Item 5) | |||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN Not applicable | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 19.7% (See Item 5) | |||||
| 14. | TYPE OF REPORTING PERSON* IN | |||||
| * | See Instructions |
