Page 6 of 13 – SEC Filing
CUSIP No. 449172204 Schedule 13D Page
6
of 13 Pages
Part II to Schedule D
Item 1. Security and Issuer.
The
title and class of equity securities to which this Schedule 13D relates is Class B common stock, par value $0.01 per share (Class B Common), of Hyster-Yale Materials Handling, Inc. (the Issuer).
The address of the principal executive offices of the Issuer is 5875 Landerbrook Drive, Cleveland, Ohio 44124.
Item 2. Identity and Background.
(a)(c) This Schedule 13D is filed on behalf of AMR Associates, L.P., a Delaware limited partnership (AMR
Associates), the general partners of AMR Associates (the General Partners) and the limited partner of AMR Associates (the Limited Partner and, collectively with AMR Associates and the
General Partners, the Reporting Persons) who, pursuant to Rule 13d-5(b)(1) under the Securities Exchange Act of 1934 (the Act), may be deemed as a group to have acquired beneficial ownership of the
Class B Common of the Issuer as a result of such Reporting Persons, including their revocable trusts, becoming signatories to the Limited Partnership Agreement of AMR Associates, L.P., dated as of October 28, 2016, among the stockholders party
thereto (the AMR Associates Partnership Agreement), filed as Exhibit 1 hereto and incorporated herein by reference.
Although the Reporting Persons are making this joint filing, neither the fact of this filing nor anything contained herein shall be deemed to
be an admission by the Reporting Persons that a group exists within the meaning of the Act.
The names, and, for purposes of this filing,
the business address, and present principal occupation or employment, and the name, principal business and address of any corporation or other organization in which such employment is conducted, as well as the state of organization, principal
business, address of the principal business and the address of the principal office, as applicable, for the Reporting Persons are as follows:
AMR Associates, L.P. AMR Associates is a Delaware limited partnership. Its principal business is to hold, under common management,
shares of Class A common stock of the Issuer, par value $0.01 per share (Class A Common) and Class B Common, beneficially owned by certain of the Reporting Persons. The address of its principal business and its
principal office is 5875 Landerbrook Drive, Suite 300, Mayfield Heights, Ohio 44124-4017. The following Reporting Persons are trustees and primary beneficiaries of trusts acting as General Partners or Limited Partner of AMR Associates: Helen R.
Butler, Clara T. Rankin Williams and Alfred M. Rankin, Jr.
Alfred M. Rankin, Jr. Mr. Rankins resident address is 7421
Markell Road, Waite Hill, Ohio 44094. He is (a) Chairman, President and Chief Executive Officer of the Issuer at 5875 Landerbrook Drive, Suite 300, Cleveland, Ohio 44124 and (b) Chairman, President and Chief Executive Officer of NACCO
Industries, Inc., a Delaware corporation (NACCO), at 5875 Landerbrook Drive, Suite 220, Cleveland, Ohio 44124.
Clara T. Rankin Williams. Ms. Williams resident address is 1654 N. Dayton, Chicago, Illinois 60614. She is a jewelry
designer.
Helen R. Butler. Ms. Butlers resident address is 7575 Old Mill Road, P.O. Box 477, Gates Mills, Ohio 44040.
She is not employed.
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| CUSIP No. 449172204 | Schedule 13D | Page 6 of 13 Pages |
Part II to Schedule D
Item 1. Security and Issuer.
The
title and class of equity securities to which this Schedule 13D relates is Class B common stock, par value $0.01 per share (Class B Common), of Hyster-Yale Materials Handling, Inc. (the Issuer).
The address of the principal executive offices of the Issuer is 5875 Landerbrook Drive, Cleveland, Ohio 44124.
Item 2. Identity and Background.
(a)(c) This Schedule 13D is filed on behalf of AMR Associates, L.P., a Delaware limited partnership (AMR
Associates), the general partners of AMR Associates (the General Partners) and the limited partner of AMR Associates (the Limited Partner and, collectively with AMR Associates and the
General Partners, the Reporting Persons) who, pursuant to Rule 13d-5(b)(1) under the Securities Exchange Act of 1934 (the Act), may be deemed as a group to have acquired beneficial ownership of the
Class B Common of the Issuer as a result of such Reporting Persons, including their revocable trusts, becoming signatories to the Limited Partnership Agreement of AMR Associates, L.P., dated as of October 28, 2016, among the stockholders party
thereto (the AMR Associates Partnership Agreement), filed as Exhibit 1 hereto and incorporated herein by reference.
Although the Reporting Persons are making this joint filing, neither the fact of this filing nor anything contained herein shall be deemed to
be an admission by the Reporting Persons that a group exists within the meaning of the Act.
The names, and, for purposes of this filing,
the business address, and present principal occupation or employment, and the name, principal business and address of any corporation or other organization in which such employment is conducted, as well as the state of organization, principal
business, address of the principal business and the address of the principal office, as applicable, for the Reporting Persons are as follows:
AMR Associates, L.P. AMR Associates is a Delaware limited partnership. Its principal business is to hold, under common management,
shares of Class A common stock of the Issuer, par value $0.01 per share (Class A Common) and Class B Common, beneficially owned by certain of the Reporting Persons. The address of its principal business and its
principal office is 5875 Landerbrook Drive, Suite 300, Mayfield Heights, Ohio 44124-4017. The following Reporting Persons are trustees and primary beneficiaries of trusts acting as General Partners or Limited Partner of AMR Associates: Helen R.
Butler, Clara T. Rankin Williams and Alfred M. Rankin, Jr.
Alfred M. Rankin, Jr. Mr. Rankins resident address is 7421
Markell Road, Waite Hill, Ohio 44094. He is (a) Chairman, President and Chief Executive Officer of the Issuer at 5875 Landerbrook Drive, Suite 300, Cleveland, Ohio 44124 and (b) Chairman, President and Chief Executive Officer of NACCO
Industries, Inc., a Delaware corporation (NACCO), at 5875 Landerbrook Drive, Suite 220, Cleveland, Ohio 44124.
Clara T. Rankin Williams. Ms. Williams resident address is 1654 N. Dayton, Chicago, Illinois 60614. She is a jewelry
designer.
Helen R. Butler. Ms. Butlers resident address is 7575 Old Mill Road, P.O. Box 477, Gates Mills, Ohio 44040.
She is not employed.
