Highland Capital Management Reveals Investment In Relypsa (RLYP)

Page 2 of 21

Page 2 of 21 – SEC Filing

CUSIP No. 75931106 13G Page
2
of 21
  1

NAME OF
REPORTING PERSONS

Highland Small-Cap Equity Fund

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*

(a)  ¨        (b)  ¨

  3

SEC USE ONLY

  4

CITIZENSHIP OR PLACE OF
ORGANIZATION

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

37,000**

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

37,000**

8

SHARED DISPOSITIVE POWER

0

  9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

37,000**

10

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES*

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9

0.1%**

12

TYPE OF REPORTING PERSON*

IV, OO

* SEE INSTRUCTIONS BEFORE FILLING OUT
** SEE ITEM 4.

Follow Relypsa Inc (NASDAQ:RLYP)

Page 2 of 21