Heron Therapeutics, Inc. (HRTX): Tang Capital Partners Raises Stake to 17%

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Page 6 of 6 – SEC Filing
(b)             
Voting and disposition powers:
   
 
Sole power to vote or direct the vote:
     
 
Tang Capital Partners, LP
0 shares
 
Tang Capital Management, LLC
0 shares
 
Kevin C. Tang
410,213 shares
   
 
Shared power to vote or direct the vote:
   
 
Tang Capital Partners, LP
6,117,530 shares
 
Tang Capital Management, LLC
6,117,530 shares
 
Kevin C. Tang
6,117,530 shares
 
                 
Sole power to dispose or direct the disposition:
     
 
Tang Capital Partners, LP
0 shares
 
Tang Capital Management, LLC
0 shares
 
Kevin C. Tang
410,213 shares
     
 
Shared power to dispose or direct the disposition:
     
 
Tang Capital Partners, LP
6,117,530 shares
 
Tang Capital Management, LLC
6,117,530 shares
 
Kevin C. Tang
6,117,530 shares
(c)           Other than the transactions described in Item 3, none of the Reporting Persons have effected any transaction in the Issuer’s Common Stock within the last 60 days.
 
(d)           N/A.
 
(e)           N/A.

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