Page 2 of 6 – SEC Filing 1 NAMES OF REPORTING PERSONS
Highbridge Capital Management, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) ¨
3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH 5 SOLE VOTING POWER
0
6 SHARED VOTING POWER
5,066,918 shares of Common Stock (including 5,043,312 shares of Common Stock issuable upon exercise of warrants)
7 SOLE DISPOSITIVE POWER
0
8 SHARED DISPOSITIVE POWER
5,066,918 shares of Common Stock (including 5,043,312 shares of Common Stock issuable upon exercise of warrants)
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,066,918 shares of Common Stock (including 5,043,312 shares of Common Stock issuable upon exercise of warrants)
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.3%
12 TYPE OF REPORTING PERSON
IA, OO
1 | NAMES OF REPORTING PERSONS Highbridge Capital Management, LLC | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ¨ (b) ¨ | ||
3 | SEC USE ONLY | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | ||
6 | SHARED VOTING POWER 5,066,918 shares of Common Stock (including 5,043,312 shares of Common Stock issuable upon exercise of warrants) | |||
7 | SOLE DISPOSITIVE POWER 0 | |||
8 | SHARED DISPOSITIVE POWER 5,066,918 shares of Common Stock (including 5,043,312 shares of Common Stock issuable upon exercise of warrants) | |||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,066,918 shares of Common Stock (including 5,043,312 shares of Common Stock issuable upon exercise of warrants) | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3% | |||
12 | TYPE OF REPORTING PERSON IA, OO | |||