Green Dot Corp (GDOT): Harvest Capital Strategies Takes Bigger Stake Ahead of Proxy Contest

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Page 20 of 20 – SEC Filing
SCHEDULE B
Transactions in the Shares Since the Filing of Amendment No. 2 to the Schedule 13D
Nature of the Transaction
Amount of Securities
Purchased/(Sold)
Price ($)
Date of
Purchase/Sale
HARVEST SMALL CAP PARTNERS MASTER, LTD.
Exercise of September 2016 Call Option ($15.00 Strike Price)
285,5001
$15.0000
03/23/2016
Short Sale of April 2016 Call Option ($22.50 Strike Price)
(57,100)2
$0.8000
03/23/2016
Purchase of April 2016 Put Option ($30.00 Strike Price)
228,3003
$7.3000
03/29/2016
Short Sale of April 2016 Call Option ($30.00 Strike Price)
(228,300)2
$0.0500
03/29/2016
Purchase of Class A Common Stock
228,300
$22.7500
03/29/2016
HARVEST SMALL CAP PARTNERS, LP
Exercise of September 2016 Call Option ($15.00 Strike Price)
214,5001
$15.0000
03/23/2016
Short Sale of April 2016 Call Option ($22.50 Strike Price)
(42,900)2
$0.8000
03/23/2016
Purchase of April 2016 Put Option ($30.00 Strike Price)
171,7003
$7.3000
03/29/2016
Short Sale of April 2016 Call Option ($30.00 Strike Price)
(171,700)2
$0.0500
03/29/2016
Purchase of Class A Common Stock
171,700
$22.7500
03/29/2016
HSCP STRATEGIC I, LP
Purchase of Class A Common Stock
41,775
$22.2043
03/16/2016
Purchase of Class A Common Stock
15,000
$23.2655
03/18/2016
Purchase of Class A Common Stock
15,000
$22.9351
03/21/2016
Purchase of Class A Common Stock
25,000
$22.8677
03/22/2016
Purchase of Class A Common Stock
106,060
$22.7799
03/23/2016
Purchase of Class A Common Stock
32,800
$22.8661
03/24/2016
Purchase of Class A Common Stock
62,300
$22.8426
03/28/2016
HARVEST FINANCIAL PARTNERS, LP
Assignment of March 2016 Call Option ($20.00 Strike Price)
(2,000)4
$20.0000
03/18/2016

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