Page 17 of 20 – SEC Filing J. Mr. Gresham
(a) As of the close of business on March 31, 2016, Mr. Gresham did not own any Shares.
Percentage: 0% (b) 1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 0
(c) Mr. Gresham has not entered into any transactions in the Shares since the filing of Amendment No. 2 to the Schedule 13D.
K. Mr. Livingston
(a) As of the close of business on March 31, 2016, Mr. Livingston directly owned 4,050 Shares.
Percentage: Less than 1% (b) 1. Sole power to vote or direct vote: 4,050
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 4,050
4. Shared power to dispose or direct the disposition: 0
(c) Mr. Livingston has not entered into any transactions in the Shares since the filing of Amendment No. 2 to the Schedule 13D.
Each Reporting Person, as a member of a “group” with the other Reporting Persons for the purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, may be deemed the beneficial owner of the Shares directly owned by the other Reporting Persons. Each Reporting Person disclaims beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
Item 6 is hereby amended and restated to read as follows: Harvest Small Cap Master is long with respect to 228,300 Shares underlying American-style put options, which have an exercise price of $30.00 per Share and expire on April 15, 2016. Harvest Small Cap Master is short with respect to (i) 228,300 Shares underlying American-style call options, which have an exercise price of $30.00 per Share and expire on April 15, 2016, (ii) 57,100 Shares underlying American-style call options, which have an exercise price of $22.50 per Share and expire on April 15, 2016, and (iii) 285,500 Shares underlying American-style call options, which have an exercise price of $20.00 per share and expire on September 16, 2016. Harvest Small Cap is long with respect to 171,700 Shares underlying American-style put options, which have an exercise price of $30.00 per Share and expire on April 15, 2016. Harvest Small Cap is short with respect to (i) 171,700 Shares underlying American-style call options, which have an exercise price of $30.00 per Share and expire on April 15, 2016, (ii) 42,900 Shares underlying American-style call options, which have an exercise price of $22.50 per Share and expire on April 15, 2016, and (iii) 214,500 Shares underlying American-style call options, which have an exercise price of $20.00 per share and expire on September 16, 2016. Follow Green Dot Corp (NYSE:GDOT)
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| J. | Mr. Gresham |
| | (a) | As of the close of business on March 31, 2016, Mr. Gresham did not own any Shares. |
Percentage: 0%
| | (b) | 1. Sole power to vote or direct vote: 0 |
| | 2. Shared power to vote or direct vote: 0 |
| | 3. Sole power to dispose or direct the disposition: 0 |
| | 4. Shared power to dispose or direct the disposition: 0 |
| | (c) | Mr. Gresham has not entered into any transactions in the Shares since the filing of Amendment No. 2 to the Schedule 13D. |
| K. | Mr. Livingston |
| | (a) | As of the close of business on March 31, 2016, Mr. Livingston directly owned 4,050 Shares. |
Percentage: Less than 1%
| | (b) | 1. Sole power to vote or direct vote: 4,050 |
| | 2. Shared power to vote or direct vote: 0 |
| | 3. Sole power to dispose or direct the disposition: 4,050 |
| | 4. Shared power to dispose or direct the disposition: 0 |
| | (c) | Mr. Livingston has not entered into any transactions in the Shares since the filing of Amendment No. 2 to the Schedule 13D. |
Each Reporting Person, as a member of a “group” with the other Reporting Persons for the purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, may be deemed the beneficial owner of the Shares directly owned by the other Reporting Persons. Each Reporting Person disclaims beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. |
Item 6 is hereby amended and restated to read as follows:
Harvest Small Cap Master is long with respect to 228,300 Shares underlying American-style put options, which have an exercise price of $30.00 per Share and expire on April 15, 2016.
Harvest Small Cap Master is short with respect to (i) 228,300 Shares underlying American-style call options, which have an exercise price of $30.00 per Share and expire on April 15, 2016, (ii) 57,100 Shares underlying American-style call options, which have an exercise price of $22.50 per Share and expire on April 15, 2016, and (iii) 285,500 Shares underlying American-style call options, which have an exercise price of $20.00 per share and expire on September 16, 2016.
Harvest Small Cap is long with respect to 171,700 Shares underlying American-style put options, which have an exercise price of $30.00 per Share and expire on April 15, 2016.
Harvest Small Cap is short with respect to (i) 171,700 Shares underlying American-style call options, which have an exercise price of $30.00 per Share and expire on April 15, 2016, (ii) 42,900 Shares underlying American-style call options, which have an exercise price of $22.50 per Share and expire on April 15, 2016, and (iii) 214,500 Shares underlying American-style call options, which have an exercise price of $20.00 per share and expire on September 16, 2016.
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