Green Dot Corp (GDOT): Harvest Capital Strategies Takes Bigger Stake Ahead of Proxy Contest

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Page 16 of 20 – SEC Filing
G.
Mr. Destino
 
(a)
Mr. Destino, as the portfolio manager of Harvest Financial and the manager of the Harvest Capital Accounts and as a managing director of Harvest Capital, may be deemed the beneficial owner of the (i) 47,466 Shares owned by Harvest Financial and (ii) 62,174 Shares held in the Harvest Capital Accounts.
Percentage: Less than 1%
 
(b)
1. Sole power to vote or direct vote: 109,640
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 109,640
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
Mr. Destino has not entered into any transactions in the Shares since the filing of Amendment No. 2 to the Schedule 13D. The transaction in the Shares on behalf of Harvest Financial since the filing of Amendment No. 2 to the Schedule 13D is set forth in Schedule B and is incorporated herein by reference.
H.
Mr. Baum
 
(a)
As of the close of business on March 31, 2016, Mr. Baum directly owned 7,500 Shares.
Percentage: Less than 1%
 
(b)
1. Sole power to vote or direct vote: 7,500
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 7,500
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
Mr. Baum has not entered into any transactions in the Shares since the filing of Amendment No. 2 to the Schedule 13D.
I.
Mr. Fanlo
 
(a)
As of the close of business on March 31, 2016, Mr. Fanlo directly owned 4,000 Shares.
Percentage: Less than 1%
 
(b)
1. Sole power to vote or direct vote: 4,000
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 4,000
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
Mr. Fanlo has not entered into any transactions in the Shares since the filing of Amendment No. 2 to the Schedule 13D.

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