Green Dot Corp (GDOT): Harvest Capital Strategies Takes Bigger Stake Ahead of Proxy Contest

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Page 15 of 20 – SEC Filing
D.
Harvest Small Cap
 
(a)
As of the close of business on March 31, 2016, Harvest Small Cap beneficially owned 1,481,676 Shares.
Percentage: Approximately 3.0%
 
(b)
1. Sole power to vote or direct vote: 1,481,676
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 1,481,676
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
The transactions in the Shares by Harvest Small Cap since the filing of Amendment No. 2 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference.
E.
HSCP Strategic
 
(a)
As of the close of business on March 31, 2016, HSCP Strategic beneficially owned 1,000,000 Shares.
Percentage: Approximately 2.0%
 
(b)
1. Sole power to vote or direct vote: 1,000,000
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 1,000,000
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
The transactions in the Shares by HSCP Strategic since the filing of Amendment No. 2 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference.
F.
Harvest Financial
 
(a)
As of the close of business on March 31, 2016, Harvest Financial beneficially owned 47,466 Shares.
Percentage: Less than 1%
 
(b)
1. Sole power to vote or direct vote: 47,466
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 47,466
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
The transactions in the Shares by Harvest Financial since the filing of Amendment No. 2 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference.

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Page 15 of 20