Green Dot Corp (GDOT): Harvest Capital Strategies Takes Bigger Stake Ahead of Proxy Contest

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Page 14 of 20 – SEC Filing
 
(b)
1. Sole power to vote or direct vote: 4,597,000
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 4,597,000
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
Mr. Osher has not entered into any transactions in the Shares since the filing of Amendment No. 2 to the Schedule 13D.  The transactions in the Shares on behalf of each of Harvest Small Cap Master, Harvest Small Cap and HSCP Strategic since the filing of Amendment No. 2 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference.
B.
Harvest Capital
 
(a)
As of the close of business on March 31, 2016, 62,174 Shares were held in the Harvest Capital Accounts.  Harvest Capital, as the investment manager of Harvest Small Cap Master and the investment adviser to the Harvest Capital Accounts and as the general partner of each of Harvest Small Cap, HSCP Strategic and Harvest Financial, may be deemed the beneficial owner of the (i) 1,968,324 Shares owned by Harvest Small Cap Master, (ii) 1,481,676 Shares owned by Harvest Small Cap, (iii) 1,000,000 Shares owned by HSCP Strategic, (iv) 47,466 Shares owned by Harvest Financial, and (v) 62,174 Shares held in the Harvest Capital Accounts.
Percentage: Approximately 9.1%
 
(b)
1. Sole power to vote or direct vote: 4,559,640
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 4,559,640
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
Harvest Capital has not entered into any transactions in the Shares since the filing of Amendment No. 2 to the Schedule 13D. The transactions in the Shares on behalf of each of Harvest Small Cap Master, Harvest Small Cap, HSCP Strategic and Harvest Financial since the filing of Amendment No. 2 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference.
C.
Harvest Small Cap Master
 
(a)
As of the close of business on March 31, 2016, Harvest Small Cap Master beneficially owned 1,968,324 Shares.
Percentage: Approximately 3.9%
 
(b)
1. Sole power to vote or direct vote: 1,968,324
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 1,968,324
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
The transactions in the Shares by Harvest Small Cap Master since the filing of Amendment No. 2 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference.

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