Andrew Feldstein and Stephen Siderow’s Blue Mountain Capital recently filed an amended Form 13G with the Securities and Exchange Commission, in which it reported acquiring 374,687 Class A Common Shares of Gores Holdings Inc. (NASDAQ:GRSH), which represent 1% of the company’s outstanding stock. Previously the fund held no Class A Shares of the company, but it did report owning 3.03 million units of Gores Holdings Inc. (NASDAQ:GRSHU) in its 13F filing for the June 30 reporting period.
Gores Holdings is a blank check company, whose stock has gained 14.18% over the past 12 months.
As per our hedge fund database, 17 smart money managers that we track were bullish on Gores Holdings (NASDAQ:GRSH) at the end of the June quarter, down by one from the end of March. Some of the investors who reported long positions in the stock contained Nick Niell’s Arrowgrass Capital Partners, which held a position worth $19.53 million, Fir Tree, founded by Jeffrey Tannenbaum, with a position valued at $19.4 million, Neil Chriss’ Hutchin Hill Capital, Glenn Russell Dubin’s Highbridge Capital Management, and Sander Gerber’s Hudson Bay Capital Management.
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Follow Hostess Brands Inc. (NASDAQ:TWNK)
You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
BlueMountain Capital Management | 0 | 374,687 | 0 | 374,687 | 374,687 | 1.0% |
Blue Mountain Credit Alternatives Master Fund | 0 | 265,347 | 0 | 265,347 | 265,347 | 0.7% |
Follow Andrew Feldstein And Stephen Siderow's Blue Mountain Capital
Page 1 of 6 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
GORES
HOLDINGS, INC.
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Title of Class
of Securities)
382866200
(CUSIP Number)
September 28, 2016
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or
otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Page 2 of 6 – SEC Filing
CUSIP No. 382866200 | 13G | Page 2 of 6 Pages |
1. | NAMES OF REPORTING PERSONS BlueMountain Capital Management, LLC | |||||
2. | CHECK THE APPROPRIATE BOX IF A (a) ¨
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF Delaware, United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 0 | ||||
6. | SHARED VOTING POWER 374,687 | |||||
7. | SOLE DISPOSITIVE POWER 0 | |||||
8. | SHARED DISPOSITIVE POWER 374,687 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 374,687 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN
| |||||
11. | PERCENT OF CLASS REPRESENTED BY 1.0% (1) | |||||
12. | TYPE OF REPORTING PERSON (see IA |
(1) | The percentage set forth in Row 11 of this Cover Page is based on the Issuers (as defined herein) 37,500,000 shares of Common Stock (as defined herein) outstanding as of October 11, 2016, as reported on the Issuers Form PRER14A filed with the Securities and Exchange Commission on October 11, 2016 (Form PRER14A). |
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Page 3 of 6 – SEC Filing
CUSIP No. 382866200 | 13G | Page 3 of 6 Pages |
1. | NAMES OF REPORTING PERSONS Blue Mountain Credit Alternatives Master Fund L.P. | |||||
2. | CHECK THE APPROPRIATE BOX IF A (a) ¨
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 0 | ||||
6. | SHARED VOTING POWER 265,347 | |||||
7. | SOLE DISPOSITIVE POWER 0 | |||||
8. | SHARED DISPOSITIVE POWER 265,347 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 265,347 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN
| |||||
11. | PERCENT OF CLASS REPRESENTED BY 0.7% (1) | |||||
12. | TYPE OF REPORTING PERSON (see PN |
(1) | The percentage set forth in Row 11 of this Cover Page is based on the Issuers 37,500,000 shares of Common Stock outstanding as of October 11, 2016, as reported on the Issuers Form PRER14A. |
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Page 4 of 6 – SEC Filing
CUSIP No. 382866200 | 13G | Page 4 of 6 Pages |
Item 1.
(a) | Name of Issuer |
Gores
Holdings, Inc.
(b) | Address of Issuers principal executive offices |
9800 Wilshire Blvd, Beverly Hills, California 90212
Item 2.
(a) | Name of person filing |
This Amendment No. 1 to the Schedule 13G filed on August 21, 2015 is being filed on behalf of BlueMountain Capital Management,
LLC (BMCM) and Blue Mountain Credit Alternatives Master Fund L.P. (BMCA and, together with BMCM, the Reporting Persons), with respect to the shares of Class A Common Stock, $0.0001 par
value per share (the Common Stock), of Gores Holdings, Inc., a Delaware corporation (the Issuer).
BMCM acts as investment manager to, and exercises investment discretion with respect to the Common Stock directly owned by, the following entities:
(i) | BMCA, a Cayman Islands exempted limited partnership, with respect to the 265,347 shares of Common Stock directly owned by it; |
(ii) | BlueMountain Foinaven Master Fund L.P., a Cayman Islands exempted limited partnership, with respect to the 37,549 shares of Common Stock directly owned by it; |
(iii) | BlueMountain Logan Opportunities Master Fund L.P., a Cayman Islands exempted limited partnership, with respect to the 16,662 shares of Common Stock directly owned by it; |
(iv) | BlueMountain Equity Alternatives Master Fund L.P., a Cayman Islands exempted limited partnership, with respect to the 27,680 shares of Common Stock directly owned by it; and |
(v) | BlueMountain Montenvers Master Fund SCA SICAV-SIF, an investment company with variable capital organized as a specialized investment fund in the form of a corporate partnership limited by shares under the laws of Luxembourg, with respect to the 27,449 shares of Common Stock directly owned by it. |
The filing of this statement should not be construed as an admission that BMCM is, for the purpose of Section 13 of the Act, the beneficial owner of the Common Stock reported herein.
(b) | Address or principal business office or, if none, residence |
280 Park Avenue, 12th Floor, New York, New York 10017
(c) | Citizenship |
See Row 4 of
each Cover Page.
(d) | Title of class of securities |
Class A Common Stock, par value $0.0001 per share
(e) | CUSIP No. |
382866200
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing
is a:
(a) | ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Page 5 of 6 – SEC Filing
CUSIP No. 382866200 | 13G | Page 5 of 6 Pages |
(c) | ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | ¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) | ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
(h) | ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | ¨ Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
Item 4. Ownership.
The
information required by Items 4(a)-(c) is set forth in Rows 5-11 of each Cover Page and is incorporated herein by reference.
BMCM
expressly declares that this filing shall not be construed as an admission that it is, for the purposes of Sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this filing.
Item 5. Ownership of 5 Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than 5 percent of the class of securities, check the
following x.
Item 6. Ownership of More than 5 Percent on Behalf of Another
Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Follow Hostess Brands Inc. (NASDAQ:TWNK)
Page 6 of 6 – SEC Filing
CUSIP No. 382866200 | 13G | Page 6 of 6 Pages |
SIGNATURES
After reasonable inquiry and to the best of each of the undersigneds knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and
correct.
DATED: October 14, 2016
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
By: /s/ ERIC M.
ALBERT
Eric M. Albert, Chief Compliance Officer
BLUE
MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P.
By: Blue Mountain CA Master Fund GP, Ltd.
By: /s/ ANDREW
FELDSTEIN
Andrew Feldstein, Director