Page 2 of 19 – SEC Filing
Schedule 13D
CUSIP No. 65342H102
(1) Name of
Reporting Persons:
First Pacific Advisors, LLC
(2) Check the Appropriate Box if a Member
of a Group (See Instructions):
(a) ☐ (b) ☐
(3) SEC Use Only:
(4) Source of Funds (See
Instructions):
OO
(5) Check if Disclosure of Legal
Proceedings is Required Pursuant to Items 2(d) or 2(e):
☐
(6) Citizenship or Place of
Organization:
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
(7) Sole Voting Power
0
(8) Shared Voting Power
25,618,557 (1)
(9) Sole Dispositive Power
0
(10) Shared Dispositive Power
25,618,557 (1)
(11) Aggregate Amount Beneficially Owned by Each Reporting Person:
25,618,557 (1)
(12) Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions):
☐
(13) Percent of Class Represented by Amount
in Row (11):
28.5% (1)(2)
(14) Type of Reporting Person (See
Instructions):
IA, OO
(1) Includes 89,388 shares of common stock of Nexeo Solutions, Inc. (the Issuer) underlying warrants.
See Items 4 and 5 for disclosure regarding securities of the Issuer held directly by WLRS Fund I LLC.
(2) Based on 89,734,146 shares of the Issuers common stock outstanding as of August 3, 2018, according
to the Issuers Form 10-Q filed with the Securities and Exchange Commission (the SEC) on August 7, 2018.
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Schedule 13D
CUSIP No. 65342H102
(1) | Name of First Pacific Advisors, LLC | |||||
(2) | Check the Appropriate Box if a Member (a) ☐ (b) ☐ | |||||
(3) | SEC Use Only: | |||||
(4) | Source of Funds (See OO | |||||
(5) | Check if Disclosure of Legal ☐ | |||||
(6) | Citizenship or Place of Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | (7) | Sole Voting Power 0 | ||||
(8) | Shared Voting Power 25,618,557 (1) | |||||
(9) | Sole Dispositive Power 0 | |||||
(10) | Shared Dispositive Power 25,618,557 (1) | |||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person: 25,618,557 (1) | |||||
(12) | Check if the Aggregate Amount in Row ☐ | |||||
(13) | Percent of Class Represented by Amount 28.5% (1)(2) | |||||
(14) | Type of Reporting Person (See IA, OO |
(1) | Includes 89,388 shares of common stock of Nexeo Solutions, Inc. (the Issuer) underlying warrants. |
(2) | Based on 89,734,146 shares of the Issuers common stock outstanding as of August 3, 2018, according |