Page 16 of 18 – SEC Filing
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER
Item
6 of Schedule 13D is supplemented and superseded, as the case may be, as follows:
The disclosure regarding the Agreement contained in Item 4 is
incorporated herein by reference.
The Agreement is filed as Exhibit 99.1 to this Amendment No. 1 and is incorporated herein by reference.
On August 16, 2016, FPA Hawkeye-7 Fund sold to an unaffiliated third party American-style call options referencing an aggregate of 11,700 shares of Common
Stock of the Issuer with a strike price of $70 per share that were immediately exercisable and expire on November 18, 2016. FPA Hawkeye-7 received a premium of $6.4209 for each option to purchase one share of Common Stock. In addition, on
August 16, 2016, FPA Hawkeye Fund sold to an unaffiliated third party American-style call options referencing an aggregate of 8,400 shares of Common Stock of the Issuer with a strike price of $70 per share. FPA Hawkeye received a premium of $6.4209
for each option to purchase one share of Common Stock.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit
Description
99.1 Agreement, dated September 16, 2016, by and among Esterline Technologies Corporation, First Pacific Advisors, LLC, FPA Funds Trust, FPA Crescent Fund, a series of FPA Funds Trust, FPA Global Opportunity Fund, a series of FPA Hawkeye
Fund, LLC, FPA Select Drawdown Fund, L.P., FPA Select Fund, a series of FPA Hawkeye Fund, LLC, FPA Value Partners Fund, a series of FPA Hawkeye Fund, LLC, FPA Hawkeye Fund, a series of FPA Hawkeye Fund, LLC, FPA Hawkeye-7 Fund, a series of FPA
Hawkeye Fund, LLC, FPA Hawkeye Fund, LLC, J. Richard Atwood, Steven T. Romick, Brian A. Selmo, and Mark Landecker. 99.2 Transactions in securities of the Issuer effected in the past 60 days.
| ITEM 6. | CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER |
Item
6 of Schedule 13D is supplemented and superseded, as the case may be, as follows:
The disclosure regarding the Agreement contained in Item 4 is
incorporated herein by reference.
The Agreement is filed as Exhibit 99.1 to this Amendment No. 1 and is incorporated herein by reference.
On August 16, 2016, FPA Hawkeye-7 Fund sold to an unaffiliated third party American-style call options referencing an aggregate of 11,700 shares of Common
Stock of the Issuer with a strike price of $70 per share that were immediately exercisable and expire on November 18, 2016. FPA Hawkeye-7 received a premium of $6.4209 for each option to purchase one share of Common Stock. In addition, on
August 16, 2016, FPA Hawkeye Fund sold to an unaffiliated third party American-style call options referencing an aggregate of 8,400 shares of Common Stock of the Issuer with a strike price of $70 per share. FPA Hawkeye received a premium of $6.4209
for each option to purchase one share of Common Stock.
| ITEM 7. | MATERIAL TO BE FILED AS EXHIBITS |
| Exhibit | Description | |
| 99.1 | Agreement, dated September 16, 2016, by and among Esterline Technologies Corporation, First Pacific Advisors, LLC, FPA Funds Trust, FPA Crescent Fund, a series of FPA Funds Trust, FPA Global Opportunity Fund, a series of FPA Hawkeye Fund, LLC, FPA Select Drawdown Fund, L.P., FPA Select Fund, a series of FPA Hawkeye Fund, LLC, FPA Value Partners Fund, a series of FPA Hawkeye Fund, LLC, FPA Hawkeye Fund, a series of FPA Hawkeye Fund, LLC, FPA Hawkeye-7 Fund, a series of FPA Hawkeye Fund, LLC, FPA Hawkeye Fund, LLC, J. Richard Atwood, Steven T. Romick, Brian A. Selmo, and Mark Landecker. | |
| 99.2 | Transactions in securities of the Issuer effected in the past 60 days. | |
