Eros International Plc (EROS): Dalton Investments Trims Its Stake

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Page 3 of 11 – SEC Filing

CUSIP No. B86NL05
  1.

Names of
Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

Rosenwald Capital Management, Inc.

  2.

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ¨        (b)  x

  3.

SEC Use Only

  4.

Source of Funds (See Instructions)

AF

  5.

Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)

¨

  6.

Citizenship or Place of
Organization

New York

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

  7.

Sole Voting Power

65,000

  8.

Shared Voting Power

  9.

Sole Dispositive Power

65,000

10.  

Shared Dispositive Power

11.

Aggregate Amount Beneficially Owned by Each Reporting Person

65,000

12.

Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)

¨

13.

Percent of Class Represented by Amount
in Row (11)

0.2%*

14.

Type of Reporting Person (See
Instructions)

IA, CO

* Based upon 32,949,314 Shares (as defined in Item 1 herein), as reported in the Issuers Form 20-F filed on July 27, 2016.

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