Page 3 of 11 – SEC Filing
CUSIP No. B86NL05
1. Names of
Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Rosenwald Capital Management, Inc.
2. Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ¨ (b) x
3. SEC Use Only
4. Source of Funds (See Instructions)
AF
5. Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
6. Citizenship or Place of
Organization
New York
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
7. Sole Voting Power
34,800
8. Shared Voting Power
9. Sole Dispositive Power
34,800
10. Shared Dispositive Power
11. Aggregate Amount Beneficially Owned by Each Reporting Person
34,800
12. Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨
13. Percent of Class Represented by Amount
in Row (11)
0.1%*
14. Type of Reporting Person (See
Instructions)
IA, CO
* Based upon 32,951,064 Shares (as defined in Item 1 herein), as reported in the Issuers Form 6-k filed on September 14, 2016.
CUSIP No. B86NL05
1. | Names of I.R.S. Identification Nos. of above persons (entities only) Rosenwald Capital Management, Inc. | |||||
2. | Check the Appropriate Box if a Member (a) ¨ (b) x | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) AF | |||||
5. | Check if Disclosure of Legal ¨ | |||||
6. | Citizenship or Place of New York | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 34,800 | ||||
8. | Shared Voting Power | |||||
9. | Sole Dispositive Power 34,800 | |||||
10. | Shared Dispositive Power | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 34,800 | |||||
12. | Check if the Aggregate Amount in Row ¨ | |||||
13. | Percent of Class Represented by Amount 0.1%* | |||||
14. | Type of Reporting Person (See IA, CO |
* | Based upon 32,951,064 Shares (as defined in Item 1 herein), as reported in the Issuers Form 6-k filed on September 14, 2016. |