Emcore Corp (EMKR): Eric Singer Takes Large Position, Hints at Activist Campaign

Page 10 of 14 – SEC Filing

Item 5.

Interest in Securities of the Issuer.

The aggregate percentage of Shares reported owned by each Reporting Person is based upon 25,907,070 Shares outstanding, which is the total number of Shares outstanding as of February 1, 2016 as reported in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on February 4, 2016.

A.	Series One

(a)

As of the close of business on April 6, 2016, Series One beneficially owned 1,221,281 Shares.

Percentage: Approximately 4.7%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 1,221,281

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 1,221,281

(c)

The transactions in the Shares by Series One during the past 60 days are set forth in Schedule A and are incorporated herein by reference.

B.

VSO II

(a)

As of the close of business on April 6, 2016, VSO II beneficially owned 751,496 Shares.

Percentage: Approximately 2.9%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 751,496

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 751,496

(c)

The transactions in the Shares by VSO II during the past 60 days are set forth in Schedule A and are incorporated herein by reference.

C.

VIEX GP

(a)

VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the 1,221,281 shares owned by Series One.

Percentage: Approximately 4.7%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 1,221,281

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 1,221,281

(c)

VIEX GP has not entered into any transactions in the Shares during the past 60 days. The transactions in the shares on behalf of Series One during the past 60 days are set forth in Schedule A and are incorporated herein by reference.

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