Electro Scientific Industries Inc (ESIO): Eric Singer Sells Off Half A Million Shares

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Page 9 of 12 SEC Filing
C.
VIEX GP
 
(a)
VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the 585,411 Shares owned by Series One.
Percentage: Approximately 1.9%
 
(b)
1. Sole power to vote or direct vote: 0
 
2. Shared power to vote or direct vote: 585,411
 
3. Sole power to dispose or direct the disposition: 0
 
4. Shared power to dispose or direct the disposition: 585,411
 
(c)
VIEX GP has not entered into any transactions in the Shares since the filing of Amendment No. 2. The transactions in the Shares on behalf of Series One since the filing of Amendment No. 2 are set forth in Schedule A and are incorporated herein by reference.
D.
VSO GP II
 
(a)
VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the 1,295,945 Shares owned by VSO II.
Percentage: Approximately 4.2%
 
(b)
1. Sole power to vote or direct vote: 0
 
2. Shared power to vote or direct vote: 1,295,945
 
3. Sole power to dispose or direct the disposition: 0
 
4. Shared power to dispose or direct the disposition: 1,295,945
 
(c)
VSO GP II has not entered into any transactions in the Shares since the filing of Amendment No. 2.  The transactions in the Shares on behalf of VSO II since the filing of Amendment No. 2 are set forth in Schedule A and are incorporated herein by reference.
E.
VIEX Capital
 
(a)
VIEX Capital, as the investment manager of Series One and VSO II, may be deemed the beneficial owner of the (i) 585,411 Shares owned by Series One and (ii) 1,295,945 Shares owned by VSO II.
Percentage: Approximately 6.0%
 
(b)
1. Sole power to vote or direct vote: 0
 
2. Shared power to vote or direct vote: 1,881,356
 
3. Sole power to dispose or direct the disposition: 0
 
4. Shared power to dispose or direct the disposition: 1,881,356
 
(c)
VIEX Capital has not entered into any transactions in the Shares since the filing of Amendment No. 2.  The transactions in the Shares on behalf of each of Series One and VSO II since the filing of Amendment No. 2 are set forth in Schedule A and are incorporated herein by reference.

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