Electro Scientific Industries Inc (ESIO): Eric Singer Sells Off Half A Million Shares

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Page 10 of 12 SEC Filing
F.
Eric Singer
 
(a)
Mr. Singer, as the managing member of VIEX GP, VSO GP II and VIEX Capital, may be deemed the beneficial owner of the (i) 585,411 Shares owned by Series One and (ii) 1,295,945 Shares owned by VSO II.
Percentage: Approximately 6.0%
 
(b)
1. Sole power to vote or direct vote: 0
 
2. Shared power to vote or direct vote: 1,881,356
 
3. Sole power to dispose or direct the disposition: 0
 
4. Shared power to dispose or direct the disposition: 1,881,356
 
(c)
Mr. Singer has not entered into any transactions in the Shares since the filing of Amendment No. 2.  The transactions in the Shares on behalf of each of Series One and VSO II since the filing of Amendment No. 2 are set forth in Schedule A and are incorporated herein by reference.
The filing of this Amendment No. 3 shall not be construed as an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any of the Shares reported herein.  Each Reporting Person disclaims beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.

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