CSW Industrials Inc (CSWI): Newtyn Management Withdraws Board Nominee, Cuts Stake

Page 10 of 14 – SEC Filing

Percentage: Approximately 8.2%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 1,285,000

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 1,285,000

(c)

NM has not entered into any transactions in the Shares during the past sixty (60) days. The transactions in the Shares by NP and NTE during the past sixty (60) days are set forth in Schedule A and are incorporated herein by reference.

D.

NCP

(a)

NCP, as the general partner to each of NP and NTE, may be deemed the beneficial owner of the (i) 873,800 Shares owned by NP and (ii) 411,200 Shares owned by NTE.

Percentage: Approximately 8.2%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 1,285,000

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 1,285,000

(c)

NCP has not entered into any transactions in the Shares during the past sixty (60) days. The transactions in the Shares by NP and NTE during the past sixty (60) days are set forth in Schedule A and are incorporated herein by reference.

E.

Ledo

(a)

Ledo, as the general partner to NCP, may be deemed the beneficial owner of the (i) 873,800 Shares owned by NP and (ii) 411,200 Shares owned by NTE.

Percentage: Approximately 8.2%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 1,285,000

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 1,285,000

(c)

Ledo has not entered into any transactions in the Shares during the past sixty (60) days. The transactions in the Shares by NP and NTE during the past sixty (60) days are set forth in Schedule A and are incorporated herein by reference.

F.           Mr. Levy

(a)

As of the close of business on July 15, 2016, Mr. Levy directly owned 609 Shares. Mr. Levy, as managing member to NM, may be deemed the beneficial owner of the (i) 873,800 Shares owned by NP and (ii) 411,200 Shares owned by NTE.

Percentage: Approximately 8.2%

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