Coliseum Capital Inches Up Stake In Universal Technical Institute Inc (UTI)

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Page 7 of 11 – SEC Filing

SCHEDULE 13D

CUSIP No. 913915104 Page
7
of 11 Pages
  1. 

Names of
reporting persons. I.R.S. Identification Nos. of above persons (entities only)

Christopher Shackelton

  2.

Check the appropriate box if a member
of a group (see instructions)

(a)  ¨        (b)  þ

  3.

SEC use only

  4.

Source of funds (see instructions)

AF

  5.

Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)  ¨

  6.

Citizenship or place of
organization

United States

Number of

shares

beneficially

owned by

each

reporting

person

with

  7. 

Sole voting power

41,475(1)

  8.

Shared voting power

3,601,724

  9.

Sole dispositive power

41,475(1)

10.

Shared dispositive power

3,601,724

11.

Aggregate amount beneficially owned by each reporting person

3,643,199

12.

Check if the aggregate amount in Row
(11) excludes certain shares (see instructions)  ¨

13.

Percent of class represented by amount
in Row (11)

15.0%

14.

Type of reporting person (see
instructions)

IN

(1) This represents securities that are held directly by Christopher Shackelton, his spouse and trusts for the benefit of his descendants.

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