Page 10 of 11 – SEC Filing
SCHEDULE 13D
CUSIP No. 913915104 Page
10
of 11 Pages
(c) The Reporting Persons effected the following transaction in the Common Stock in open market transactions on the dates indicated, and such transaction is the only transaction in the Common Stock by the Reporting Persons
in the sixty days preceding the filing of this Schedule 13D:
Name
Purchase
or Sale
Date
Number of
Shares
Weighted
Average Price
Per Share
CCP2 Purchase 3/18/2016 19,000 $ 4.75
(d) Except as set forth in Item 6 hereof, no person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the
Common Stock reported herein.
(e) Not applicable.
The information in Items 4 and 6 hereof is incorporated herein by reference.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
CCM
is an investment adviser whose clients, including CCP, CCP2 and the Separate Account, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock. CC is the general partner of
CCP and CCP2. Gray and Shackelton are the managers of CC and CCM.
The Reporting Persons are parties to an agreement with respect to the joint filing of
this Schedule 13D and any amendments thereto. A copy of such agreement is attached as Exhibit 1 to this Schedule 13D and is incorporated by reference herein.
The information in Item 4 hereof is incorporated herein by reference.
Item 7. Material to Be Filed as Exhibits.
Exhibit
Description
1* Joint Filing Agreement, dated March 21, 2016
* Filed herewith.
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SCHEDULE 13D
| CUSIP No. 913915104 | Page 10 of 11 Pages |
| (c) | The Reporting Persons effected the following transaction in the Common Stock in open market transactions on the dates indicated, and such transaction is the only transaction in the Common Stock by the Reporting Persons in the sixty days preceding the filing of this Schedule 13D: |
| Name | Purchase | Date | Number of | Weighted | ||||||||||
| CCP2 | Purchase | 3/18/2016 | 19,000 | $ | 4.75 | |||||||||
| (d) | Except as set forth in Item 6 hereof, no person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock reported herein. |
| (e) | Not applicable. |
The information in Items 4 and 6 hereof is incorporated herein by reference.
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. |
CCM
is an investment adviser whose clients, including CCP, CCP2 and the Separate Account, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock. CC is the general partner of
CCP and CCP2. Gray and Shackelton are the managers of CC and CCM.
The Reporting Persons are parties to an agreement with respect to the joint filing of
this Schedule 13D and any amendments thereto. A copy of such agreement is attached as Exhibit 1 to this Schedule 13D and is incorporated by reference herein.
The information in Item 4 hereof is incorporated herein by reference.
| Item 7. | Material to Be Filed as Exhibits. |
| Exhibit | Description | |
| 1* | Joint Filing Agreement, dated March 21, 2016 | |
| * | Filed herewith. |
