Page 9 of 10 – SEC Filing
CUSIP No. 09069N108 (Common Stock)
The information in Items 4 and 6 is incorporated herein by reference.
Item 6. Contracts, Arrangement, Understandings or Relationships with Respect to Securities of the Issuer.
In connection with the Offering, pursuant to a letter dated June 10, 2016 from Shackelton to Jefferies LLC (Jefferies) (the Lock-Up
Agreement), Shackelton, among other things, agreed that, subject to certain exceptions, until September 14, 2016, he will not (and will cause any immediate Family Member (as such term is defined in the Lock-Up Agreement) not to), without
the prior written consent of Jefferies:
Sell or Offer to Sell (as such terms are defined in the Lock-Up Agreement) any Common Shares or Related Securities (as such term is defined in the Lock-Up Agreement) currently or hereafter owned either of record or
beneficially:
enter into any Swap (as such term is defined in the Lock-Up Agreement);
make any demand for, or exercise any right with respect to, the registration under the Securities Act of 1933, as amended, of the offer and sale of any Common Shares or Related Securities, or cause to be filed a
registration statement, prospectus or prospectus supplement (or an amendment or supplement thereto) with respect to any such registration; or
publicly announce any intention to do any of the foregoing.
The foregoing description of the Lockup Agreement
is qualified in its entirety by reference to the Lock-Up Agreement, which is filed hereto as Exhibit 7 and incorporated herein by reference.
CCM is an
investment adviser whose clients, including CCP, CCP2 and the Separate Account, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Shares, Preferred Shares and Warrants. CC is
the general partner of CCP and CCP2. Gray and Shackelton are the managers of CC and CCM.
The information in Item 4 is incorporated herein by
reference.
Item 7. Exhibits
Item 7 is
hereby supplemented as follows:
Exhibit No.
Description
7 Lock-Up Agreement between Christopher Shackelton and Jefferies LLC, as representative of the several underwriters, dated June 10, 2016.
Page 9 of 9
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CUSIP No. 09069N108 (Common Stock)
The information in Items 4 and 6 is incorporated herein by reference.
Item 6. Contracts, Arrangement, Understandings or Relationships with Respect to Securities of the Issuer.
In connection with the Offering, pursuant to a letter dated June 10, 2016 from Shackelton to Jefferies LLC (Jefferies) (the Lock-Up
Agreement), Shackelton, among other things, agreed that, subject to certain exceptions, until September 14, 2016, he will not (and will cause any immediate Family Member (as such term is defined in the Lock-Up Agreement) not to), without
the prior written consent of Jefferies:
| Sell or Offer to Sell (as such terms are defined in the Lock-Up Agreement) any Common Shares or Related Securities (as such term is defined in the Lock-Up Agreement) currently or hereafter owned either of record or beneficially: |
| enter into any Swap (as such term is defined in the Lock-Up Agreement); |
| make any demand for, or exercise any right with respect to, the registration under the Securities Act of 1933, as amended, of the offer and sale of any Common Shares or Related Securities, or cause to be filed a registration statement, prospectus or prospectus supplement (or an amendment or supplement thereto) with respect to any such registration; or |
| publicly announce any intention to do any of the foregoing. |
The foregoing description of the Lockup Agreement
is qualified in its entirety by reference to the Lock-Up Agreement, which is filed hereto as Exhibit 7 and incorporated herein by reference.
CCM is an
investment adviser whose clients, including CCP, CCP2 and the Separate Account, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Shares, Preferred Shares and Warrants. CC is
the general partner of CCP and CCP2. Gray and Shackelton are the managers of CC and CCM.
The information in Item 4 is incorporated herein by
reference.
Item 7. Exhibits
Item 7 is
hereby supplemented as follows:
| Exhibit No. | Description | |
| 7 | Lock-Up Agreement between Christopher Shackelton and Jefferies LLC, as representative of the several underwriters, dated June 10, 2016. | |
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