Chart Industries Inc (GTLS): Pzena Investment Management Lowers Its Stake

Page 3 of 6 – SEC Filing
 
 
CUSIP NO. 16115Q308 SCHEDULE 13G PAGE OF 6 PAGES
 
ITEM 1.
 
(a)
Name of Issuer: Chart Industries, Inc.
 
(b)
Address of Issuer’s Principal Executive Offices:
 
 
 
 
 
One Infinity Corporate Centre Drive, Suite 300
 
 
Garfield Heights, OH 44125

    

 
ITEM 2.
 
(a)
Name of Person Filing: Pzena Investment Management, LLC
 
(b)
Address of Principal Business Office or, if none, Residence:
 
 
 
 
 
320 Park Avenue, 8th Floor, New York, NY 10022
 
 
 
 
(c)
Citizenship: Delaware
 
(d)
Title of Class of Securities: Common Stock
 
(e)
CUSIP Number: 16115Q308
 
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK
WHETHER THE PERSON FILING IS A:
 
(a)
[ ]
Broker or Dealer registered under Section 15 of the Act
 
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act
 
(c)
[ ]
Insurance Company as defined in section 3(a)(19) of the Act
 
(d)
[ ]
Investment Company registered under section 8 of the Investment Company Act of 1940
 
(e)
[X ]
Investment Adviser registered under section 203 of the Investment Advisers Act or under the laws of any State
 
(f)
[ ]
Employee Benefit Plan, Pension fund which is subject to the Endowment Fund; see ss.240.13d-1(b)(1)(ii)(F)
 
(g)
[ ]
Parent Holding Company or Control Person, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7)
 
(h)
[ ]
A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act
 
(i)
[ ]
A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940
 
(j)
[ ]
Group, in accordance with ss.240.13d-1(b)(1)(ii)(J)
 
If this statement is filed pursuant to ss.240.13d-1(c), check this box [ ].

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