Page 3 of 6 – SEC Filing CUSIP NO. 16115Q308 SCHEDULE 13G PAGE OF 6 PAGES ITEM 1. (a) Name of Issuer: Chart Industries, Inc. (b) Address of Issuer’s Principal Executive Offices: One Infinity Corporate Centre Drive, Suite 300 Garfield Heights, OH 44125
ITEM 2. (a) Name of Person Filing: Pzena Investment Management, LLC (b) Address of Principal Business Office or, if none, Residence: 320 Park Avenue, 8th Floor, New York, NY 10022 (c) Citizenship: Delaware (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 16115Q308
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (e) [X ] Investment Adviser registered under section 203 of the Investment Advisers Act or under the laws of any State (f) [ ] Employee Benefit Plan, Pension fund which is subject to the Endowment Fund; see ss.240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company or Control Person, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J)
If this statement is filed pursuant to ss.240.13d-1(c), check this box [ ].
| (a) | Name of Issuer: Chart Industries, Inc. |
| (b) | Address of Issuer’s Principal Executive Offices: |
| | |
| | One Infinity Corporate Centre Drive, Suite 300 |
| | Garfield Heights, OH 44125 |
| (a) | Name of Person Filing: Pzena Investment Management, LLC |
| (b) | Address of Principal Business Office or, if none, Residence: |
| | |
| | 320 Park Avenue, 8th Floor, New York, NY 10022 |
| | |
| (c) | Citizenship: Delaware |
| (d) | Title of Class of Securities: Common Stock |
| (e) | CUSIP Number: 16115Q308 |
| (a) | [ ] | Broker or Dealer registered under Section 15 of the Act |
| (b) | [ ] | Bank as defined in section 3(a)(6) of the Act |
| (c) | [ ] | Insurance Company as defined in section 3(a)(19) of the Act |
| (d) | [ ] | Investment Company registered under section 8 of the Investment Company Act of 1940 |
| (e) | [X ] | Investment Adviser registered under section 203 of the Investment Advisers Act or under the laws of any State |
| (f) | [ ] | Employee Benefit Plan, Pension fund which is subject to the Endowment Fund; see ss.240.13d-1(b)(1)(ii)(F) |
| (g) | [ ] | Parent Holding Company or Control Person, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) |
| (h) | [ ] | A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act |
| (i) | [ ] | A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 |
| (j) | [ ] | Group, in accordance with ss.240.13d-1(b)(1)(ii)(J) |