Castle Brands Inc (ROX): Billionaire Phillip Frost Filed An Amended 13D

Page 4 of 6 SEC Filing
CUSIP No.  148435100 13D/A Page 4 of 6 Pages
1

Names of Reporting Persons

Frost Nevada Investments Trust

 

2 Check The Appropriate Box if a Member of a Group
(see instructions) (a) ¨
(b) ¨
3

SEC Use Only

4

Source of Funds
(see instructions)

WC

5

Check
if Disclosure of Legal Proceedings Is Required
Pursuant to Item 2(d) or
2(e)

¨

6

Citizenship or Place
of Organization

Florida

 

Number
of

Shares

Beneficially

Owned
by

Each

Reporting

Person With

7

Sole Voting Power

0

8

Shared Voting Power

9,370,790

9

Sole Dispositive Power

0

10

Shared Dispositive Power

9,370,790

11

Aggregate Amount Beneficially
Owned by Each Reporting Person

9,370,790

12

Check
if the Aggregate Amount in Row (11) Excludes
Certain Shares (see instructions)

¨

13

Percent of Class Represented
by Amount in Row
11

5.9% (1)

14

Type of Reporting Person
(see instructions)

OO

(1) The calculation of the percentage is based on 160,034,464 Common Shares outstanding as of February 8, 2016, as reported on
the 10-Q filed on February 9, 2016.

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