Page 5 of 6 – SEC Filing 2. Crossover V Management
(a) Amount of stock
beneficially owned: 499,454
(b) Percent of class:
1.8
(c) Number of shares
as to which the person has:
(i) Sole power to vote
or direct the vote: 0
(ii) Shared power to vote
or direct the vote: 499,454
(iii) Sole power to dispose
or direct the disposition of: 0
(iv) Shared power to dispose
or direct the disposition of: 499,454
3. Crossover
VI Management
(a) Amount of stock
beneficially owned: 383,095
(b) Percent of class:
1.4
(c) Number of shares
as to which the person has:
(i) Sole power to vote
or direct the vote: 0
(ii) Shared power to vote
or direct the vote: 383,095
(iii) Sole power to dispose
or direct the disposition of: 0
(iv) Shared power to dispose
or direct the disposition of: 383,095
4. Crossover VII Management
(a) Amount of stock
beneficially owned: 0
(b) Percent of class:
0
(c) Number of shares
as to which the person has:
(i) Sole power to vote
or direct the vote: 0
(ii) Shared power to vote
or direct the vote: 0
(iii) Sole power to dispose
or direct the disposition of: 0
(iv) Shared power to dispose
or direct the disposition of: 0
5. Michael J. Stark
(a) Amount of stock
beneficially owned: 1,877,905
(b) Percent of class:
6.7
(c) Number of shares
as to which the person has:
(i) Sole power to vote
or direct the vote: 0
(ii) Shared power to vote
or direct the vote: 1,877,905
(iii) Sole power to dispose
or direct the disposition of: 0
(iv) Shared power to dispose
or direct the disposition of: 1,877,905
The Crosslink Affiliates effected the following sales of
the Stock in the 60 days before the date that this Schedule 13D was filed. All such sales were in the open market.
Name Purchase or Sale Date Crossover V Management Crossover VII Management Price
per
Share
Crosslink Sale 9/8/16 264 $14.48 Crosslink Sale 9/8/16 74,736 $14.49 Crosslink Sale 9/9/16 43,324 $13.95 Crosslink Sale 9/9/16 267 $13.96 Crosslink Sale 9/9/16 11 $14.00 Crosslink Sale 9/12/16 30,000 $13.92 Crosslink Sale 9/13/16 9,000 $13.48 Crosslink Sale 9/14/16 15,000 $13.67 Crosslink Sale 9/15/16 35,000 $13.76
5
2. | Crossover V Management |
(a) Amount of stock
beneficially owned: 499,454
(b) Percent of class:
1.8
(c) Number of shares
as to which the person has:
(i) Sole power to vote
or direct the vote: 0
(ii) Shared power to vote
or direct the vote: 499,454
(iii) Sole power to dispose
or direct the disposition of: 0
(iv) Shared power to dispose
or direct the disposition of: 499,454
3. Crossover
VI Management
(a) Amount of stock
beneficially owned: 383,095
(b) Percent of class:
1.4
(c) Number of shares
as to which the person has:
(i) Sole power to vote
or direct the vote: 0
(ii) Shared power to vote
or direct the vote: 383,095
(iii) Sole power to dispose
or direct the disposition of: 0
(iv) Shared power to dispose
or direct the disposition of: 383,095
4. | Crossover VII Management |
(a) Amount of stock
beneficially owned: 0
(b) Percent of class:
0
(c) Number of shares
as to which the person has:
(i) Sole power to vote
or direct the vote: 0
(ii) Shared power to vote
or direct the vote: 0
(iii) Sole power to dispose
or direct the disposition of: 0
(iv) Shared power to dispose
or direct the disposition of: 0
5. Michael J. Stark
(a) Amount of stock
beneficially owned: 1,877,905
(b) Percent of class:
6.7
(c) Number of shares
as to which the person has:
(i) Sole power to vote
or direct the vote: 0
(ii) Shared power to vote
or direct the vote: 1,877,905
(iii) Sole power to dispose
or direct the disposition of: 0
(iv) Shared power to dispose
or direct the disposition of: 1,877,905
The Crosslink Affiliates effected the following sales of
the Stock in the 60 days before the date that this Schedule 13D was filed. All such sales were in the open market.
Name | Purchase or Sale | Date | Crossover V Management | Crossover VII Management | Price Share |
Crosslink | Sale | 9/8/16 | 264 | $14.48 | |
Crosslink | Sale | 9/8/16 | 74,736 | $14.49 | |
Crosslink | Sale | 9/9/16 | 43,324 | $13.95 | |
Crosslink | Sale | 9/9/16 | 267 | $13.96 | |
Crosslink | Sale | 9/9/16 | 11 | $14.00 | |
Crosslink | Sale | 9/12/16 | 30,000 | $13.92 | |
Crosslink | Sale | 9/13/16 | 9,000 | $13.48 | |
Crosslink | Sale | 9/14/16 | 15,000 | $13.67 | |
Crosslink | Sale | 9/15/16 | 35,000 | $13.76 |
5 |