Basswood Capital Loaded Up On Astoria Financial Corp (AF) Stock Ahead Of Canceled Merger

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Page 22 of 27 – SEC Filing
Schedule I
Fund
Trade Date
Shares Purchased (Sold)
Price
Basswood Capital Management – Managed Account
11/30/2016
32,618
16.40
Basswood Capital Management – Managed Account
11/30/2016
410
16.40
Basswood Capital Management – Managed Account
11/30/2016
3,062
16.40
Basswood Enhanced Long Short Fund, LP
11/30/2016
87,824
16.40
Basswood Financial Fund, Inc.
11/30/2016
3,486
16.40
Basswood Financial Fund, LP
11/30/2016
1,661
16.40
Basswood Financial Long Only Fund, LP
11/30/2016
2,836
16.40
Basswood Opportunity Fund, Inc
11/30/2016
18,103
16.40
Basswood Capital Management – Managed Account
12/1/2016
66,505
16.60
Basswood Capital Management – Managed Account
12/1/2016
989
16.60
Basswood Capital Management – Managed Account
12/1/2016
7,366
16.60
Basswood Enhanced Long Short Fund, LP
12/1/2016
211,269
16.60
Basswood Financial Fund, Inc.
12/1/2016
8,386
16.60
Basswood Financial Fund, LP
12/1/2016
3,995
16.60
Basswood Financial Long Only Fund, LP
12/1/2016
7,941
16.60
Basswood Opportunity Fund, Inc
12/1/2016
43,549
16.60
Basswood Capital Management – Managed Account
12/2/2016
24,372
16.60
Basswood Capital Management – Managed Account
12/2/2016
375
16.60
Basswood Capital Management – Managed Account
12/2/2016
2,604
16.60
Basswood Enhanced Long Short Fund, LP
12/2/2016
77,965
16.60
Basswood Financial Fund, Inc.
12/2/2016
2,437
16.60

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