Axovant Sciences Ltd.(AXON): QVT Financial Acquires Dispositive Power Over 75 Million Shares

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Page 9 of 9 – SEC Filing

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.

Dated: July 13, 2016

QVT FINANCIAL LP QVT FUND V LP
By: QVT Financial GP LLC, its General Partner By: QVT Associates GP LLC, its General Partner
By:

/s/ Nicholas Brumm

By:

/s/ Nicholas Brumm

Name: Nicholas Brumm Name: Nicholas Brumm
Title: Managing Member Title: Managing Member
By:

/s/ Tracy Fu

By:

/s/ Tracy Fu

Name: Tracy Fu Name: Tracy Fu
Title: Managing Member Title: Managing Member
QVT FINANCIAL GP LLC QVT ASSOCIATES GP LLC
By:

/s/ Nicholas Brumm

By:

/s/ Nicholas Brumm

Name: Nicholas Brumm Name: Nicholas Brumm
Title: Managing Member Title: Managing Member
By:

/s/ Tracy Fu

By:

/s/ Tracy Fu

Name: Tracy Fu Name: Tracy Fu
Title: Managing Member Title: Managing Member

Page 9 of 11 pages

Follow Sio Gene Therapies Inc. (NASDAQ:SIOX)

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