Axovant Sciences Ltd.(AXON): QVT Financial Acquires Dispositive Power Over 75 Million Shares

Page 2 of 9 – SEC Filing

CUSIP No. G0750W104

  1. 

Names of
Reporting Persons.

QVT Financial LP

  2.

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ¨        (b)  x

  3.

SEC Use Only

  4.

Source of Funds (See Instructions)

AF

  5.

Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)

  6.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

  7. 

Sole Voting Power

0

  8.

Shared Voting Power

0

  9.

Sole Dispositive Power

0

10.

Shared Dispositive Power

75,000,000

11.

Aggregate Amount Beneficially Owned by Each Reporting Person

75,000,000

12.

Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)

13.

Percent of Class Represented by Amount
in Row (11)

75.6%

14.

Type of Reporting Person (See
Instructions)

PN

Page 2 of 11 pages

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