Page 4 of 7 – SEC Filing CUSIP No. 039697107 13G
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
RA Capital Healthcare Fund, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
3. SEC Use Only 4. Citizenship or Place of Organization Delaware
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With 5. Sole Voting Power 0 6. Shared Voting Power 2,451,968 7. Sole Dispositive Power 0 8. Shared Dispositive Power 2,451,968
9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,451,968
10. Check if the Aggregate Amount in Row (9) Excludes ¨
Certain Shares (See Instructions)
11. Percent of Class Represented by Amount in Row (9)
5.2%3
12. Type of Reporting Person (See Instructions)
PN (Limited Partnership)
3 The reporting person is the beneficial owner of
2,314,024 shares of Common Stock, as well as warrants to acquire 137,944 shares of Common Stock, which together would constitute
approximately 7.7% of the issuer’s Common Stock if the warrants were exercised in full, following the issuance of 137,944
shares of Common Stock in respect of the fully-exercised warrants. The percentage calculation assumes that there are currently
47,230,378 outstanding shares of the Issuer, based on the Issuer’s 10-Q as filed with the SEC on May 9, 2016 and the Issuer’s
8-K as filed with the SEC on July 20, 2016.
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CUSIP No. 039697107 | 13G | |
1. | Names of Reporting Persons. RA Capital Healthcare Fund, L.P. |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||
(a) | ¨ | ||
(b) | ¨ |
3. | SEC Use Only | |
4. | Citizenship or Place of Organization Delaware | |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power | 0 |
6. | Shared Voting Power | 2,451,968 | |
7. | Sole Dispositive Power | 0 | |
8. | Shared Dispositive Power | 2,451,968 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 2,451,968 | |
10. | Check if the Aggregate Amount in Row (9) Excludes ¨ Certain Shares (See Instructions) | |
11. | Percent of Class Represented by Amount in Row (9) 5.2%3 | |
12. | Type of Reporting Person (See Instructions) PN (Limited Partnership) |
3 The reporting person is the beneficial owner of
2,314,024 shares of Common Stock, as well as warrants to acquire 137,944 shares of Common Stock, which together would constitute
approximately 7.7% of the issuer’s Common Stock if the warrants were exercised in full, following the issuance of 137,944
shares of Common Stock in respect of the fully-exercised warrants. The percentage calculation assumes that there are currently
47,230,378 outstanding shares of the Issuer, based on the Issuer’s 10-Q as filed with the SEC on May 9, 2016 and the Issuer’s
8-K as filed with the SEC on July 20, 2016.