Archrock Inc (AROC): Carlson Capital Lowers Its Stake

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Page 14 of 25 – SEC Filing
CUSIP No. 03957W106
SCHEDULE 13D
Page 15 of 27 Pages
RVC may be deemed to beneficially own and has the power to vote and dispose the 149,758 Common Shares reported herein as owned by it, which shares represent approximately 0.22% of the outstanding Common Shares.
OFF may be deemed to beneficially own and has the power to vote and dispose the 220,218 Common Shares reported herein as owned by it, which shares represent approximately 0.32% of the outstanding Common Shares.
TOF may be deemed to beneficially own and has the power to vote and dispose the 1,358,623 Common Shares reported herein as owned by it, which shares represent approximately 1.95% of the outstanding Common Shares.
ENO may be deemed to beneficially own and has the power to vote and dispose the 204,988 Common Shares reported herein as owned by it, which shares represent approximately 0.29% of the outstanding Common Shares.
(c)  Information concerning transactions in the Common Shares effected by the Reporting Persons during the past sixty days is set forth in Appendix B hereto and is incorporated herein by reference.
(d) Except as set forth herein, no person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividendg from, or the proceeds from the sale of, Common Shares.
 (e) Not applicable.
Item 6.  CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER
The Reporting Persons are parties to an agreement with respect to the joint filing of this Schedule 13D and any amendments thereto. A copy of such agreement is attached hereto as Exhibit 1 and is incorporated by reference herein.
Except as set forth herein, there are no contracts, understandings or relationships among the Reporting Persons or between the Reporting Persons and any other person with respect to the Common Shares.
Item 7. MATERIAL TO BE FILED AS EXHIBITS
 Exhibit Description
 1 Joint Filing Agreement, dated December 19, 2016.

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