Alimera Sciences Inc (ALIM): Great Point Partners Reveals 5.12% Stake

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Page 2 of 10 – SEC Filing
CUSIP
No.  016259103
13G Page
2 of 9 Pages
1.

NAMES OF REPORTING PERSONS

Great Point Partners, LLC

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

37-1475292

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
3. SEC USE ONLY
4.

CITIZENSHIP OR PLACE OF ORGANIZATION

USA

NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
5.

SOLE VOTING POWER

0

6.

SHARED VOTING POWER

3,245,000

7.

SOLE DISPOSITIVE POWER

0

8.

SHARED DISPOSITIVE POWER

3,245,000

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,245,000

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5.12%1

12.

TYPE OF REPORTING PERSON (See Instructions)

IA

1 Based on a total of 63,375,439 shares outstanding, as reported in the Issuer’s Form 424B5 Prospectus filed with the SEC on August 11, 2016.

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